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JD

Jessica Diaz

ALIYA CAPITAL PARTNERS
Miami, FL 33131
Some features on this profile are disabled
CRD#: 6923423
JD

Professional summary

Jessica Diaz is a registered financial advisor currently at ALIYA CAPITAL PARTNERS LLC located in Miami, Florida.

Jessica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Jessica has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessica Diaz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 22, 2026 - Present

ALIYA CAPITAL PARTNERS LLC

Office #1: 1450 Brickell Ave Suite 2600, Miami, FL 33131
RIA
CRD#: 305988
Miami, FL
Past

September 14, 2023 - March 19, 2026

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
MIAMI, FL
Past

August 1, 2019 - October 7, 2021

BESSEMER INVESTOR SERVICES, INC.

BD
CRD#: 17442
MIAMI, FL
Past

January 14, 2019 - April 30, 2019

MORGAN STANLEY

BD
CRD#: 149777
MIAMI BEACH, FL
Past

November 13, 2018 - April 30, 2019

MORGAN STANLEY

RIA
CRD#: 149777
MIAMI BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALIYA CAPITAL PARTNERS LLC
ALIYA CAPITAL PARTNERS LLC | MERIT CAPITAL | ALIYA FAMILY OFFICE

CRD#: 305988 / SEC#: 801-120065

RIA
Registered Investment Advisory firm - (1/6/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(4/22/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/3/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/13/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/12/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/30/2018
Securities Industry Essentials Examination

Current Firm

AC
ALIYA CAPITAL PARTNERS LLC
ALIYA CAPITAL PARTNERS LLC | MERIT CAPITAL | ALIYA FAMILY OFFICE

CRD#: 305988 / SEC#: 801-120065

RIA
Registered Investment Advisory firm - (1/6/2021 Approved)
PREMIUM
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Contact information

Main Address
1450 Brickell Ave Suite 2600, Miami, FL 33131
Mailing Address
Phone number
(305) 831-4999
Established
Firm type
Fiscal year end
# of Employees
18

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MARCH 2025 ALIYA CAPITAL PARTNERS BROCHURE (6/10/2025)

Regulatory assets under management

Total Number of Accounts167
AUM (Assets Under Management)$ 1,976,717,422

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALIYA CAPITAL PARTNERS LLC

CRD#: 305988Miami, FL 33131

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