Thomas L. Cook

RETIRE TO TELLICO

KNOXVILLE, TN 37922

Some features on this profile are disabled

CRD#: 6923111

Professional summary

Thomas Lincoln Cook, AIF®, CFP® is a registered financial advisor currently at RETIRE TO TELLICO located in Knoxville, Tennessee.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Thomas has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Thomas Cook is currently employed as an educator at Refine Your Plan, LLC and as an adjunct lecturer at the University of Tennessee - Knoxville. These activities account for approximately 50% of his time. Address: 12638 Woodcove Lane, Knoxville, TN 37922. Start of this activity: June 1, 2023. This business is Financial Education in nature and Thomas Cook creates and shares educational content about money. Thomas Cook devotes approximately 32 hours per month to this activity, about 2 hours during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Lincoln Cook's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

November 28, 2023 - Present

RETIRE TO TELLICO

Office #1: 110 Center Park Dr, Suite 102, Knoxville, TN 37922Office #2: 262 Mialaquo Road, Louden, TN 37774

RIA

CRD#: 328753

KNOXVILLE, TN

Past

January 13, 2022 - October 10, 2023

RATHER & KITTRELL, INC.

RIA

CRD#: 114885

KNOXVILLE, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(11/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

RETIRE TO TELLICO

RETIRE TO TELLICO | RETIRE TO TELLICO, LLC

CRD#: 328753 / SEC#:

Tennessee

Registered Investment Advisory firm - (11/27/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

110 Center Park Dr, Suite 102, Knoxville, TN 37922

Mailing Address

Po Box 22052, Knoxville, TN 37933

Phone number

(865) 240-0320

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 7,480,781

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Lester Kefauver

FLAGSHIP HARBOR ADVISORS, LLC

IAR

Maryville, TN

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas L. Cook

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Lincoln Cook's CRS (Customer Relationship Summary).

Certified licenses

Experience

RETIRE TO TELLICO

RATHER & KITTRELL, INC.

State Registrations and Notice Filings

Exams

Current Firm

RETIRE TO TELLICO

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RETIRE TO TELLICO

TRUST BUT VERIFY

Similar Advisors