HM
Hector E. Molini
WARREN CAPITAL GROUP
Charleston, SC 29403
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CRD#: 6923097
HM
Professional summary
Hector Enrique Molini, who also goes by Hector Molini, is a registered financial advisor currently at WARREN CAPITAL GROUP located in Charleston, South Carolina.
Hector is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Hector has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Hector Molini
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HEM CONSULTING LLC; INVESTMENT-RELATED; MANAGEMENT CONSULTING; OWNER/OPERATOR; SINCE 10/2017; APPROXIMATELY 5-10 HOURS PER MONTH AT VARIOUS TIMES.
CRS (Client Relationship Summary) - RIA
Click below to view Hector Enrique Molini's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 17, 2018 - Present
WARREN CAPITAL GROUP
Office #1: 677 King Street Floor 3, Charleston, SC 29403RIA
CRD#: 137449
Charleston, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WARREN CAPITAL GROUP
WARREN CAPITAL GROUP | WARREN CAPITAL MANAGEMENT, INC.
CRD#: 137449 / SEC#: 801-121205
RIA
Registered Investment Advisory firm - (5/12/2021 Approved)District of Columbia
Registered Investment Advisory firm - (5/26/2021 Terminated)Maryland
Registered Investment Advisory firm - (6/2/2021 Terminated)South Carolina
Registered Investment Advisory firm - (5/26/2021 Terminated)Virginia
Registered Investment Advisory firm - (5/26/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Carolina(8/17/2018)
Current Firm
WC
WARREN CAPITAL GROUP
WARREN CAPITAL GROUP | WARREN CAPITAL MANAGEMENT, INC.
CRD#: 137449 / SEC#: 801-121205
RIA
Registered Investment Advisory firm - (5/12/2021 Approved)District of Columbia
Registered Investment Advisory firm - (5/26/2021 Terminated)Maryland
Registered Investment Advisory firm - (6/2/2021 Terminated)South Carolina
Registered Investment Advisory firm - (5/26/2021 Terminated)Virginia
Registered Investment Advisory firm - (5/26/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
677 King Street Floor 3, Charleston, SC 29403
Mailing Address
Phone number
(854) 246-8881
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 337 |
| AUM (Assets Under Management) | $ 124,804,877 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
