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LD

Lori K. Darchicourt

SENDERO SECURITIES
San Antonio, TX 78209
Some features on this profile are disabled
CRD#: 6923033
LD

Professional summary

Lori Kaye Darchicourt, who also goes by Lori Kaye Thomas, is a registered financial professional currently at SENDERO SECURITIES, LLC located in San Antonio, Texas.

Lori is registered as a RR (Registered Representative) and started their career in finance in 2019. Lori has worked at 1 firm and has passed the Series 27 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lori Kaye Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lori Kaye Darchicourt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 6, 2019 - Present

SENDERO SECURITIES, LLC

Office #1: 250 W Nottingham Suite 300, San Antonio, TX 78209
BD
CRD#: 146627
San Antonio, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 27
Date: 3/6/2019
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SENDERO SECURITIES, LLC
SENDERO SECURITIES, LLC

CRD#: 146627 / SEC#: , 8-67834

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
250 W Nottingham Suite 300, San Antonio, TX 78209
Mailing Address
250 W Nottingham Suite 300, San Antonio, TX 78209
Phone number
(210) 805-0171
Established
Texas since 05/17/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SENDERO PARTNERS, LLCSOLE MEMBER
DARCHICOURT, LORI KAYECFO/FINOP6923033
GERRON, JULIE KCHIEF COMPLIANCE OFFICER4525156
MAXWELL, TARA DANETTEVICE PRESIDENT, PARTNER, SROP/ CROP3008045
WATSON, GEORGE HARRYDESIGNATED PRINCIPAL/PRESIDENT4771298

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SENDERO SECURITIES, LLC

CRD#: 146627San Antonio, TX 78209

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