Lori Kaye Darchicourt
Professional Summary
Lori Kaye Darchicourt, who also goes by Lori Kaye Thomas, is a registered financial advisor currently at SENDERO SECURITIES, LLC located in San Antonio, Texas. Lori is registered as a RR (Registered Representative) and started their career in finance in 2019. Lori has worked at 1 firm and has passed the Series 27 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lori Kaye Thomas
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
7 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
SENDERO SECURITIES, LLC
Contact Information
Main Address
250 W Nottingham Suite 300, San Antonio, TX 78209Mailing Address
250 W Nottingham Suite 300, San Antonio, TX 78209Phone Number
(210) 805-0171Established
Texas since 05/17/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Lori Kaye Darchicourt's CRS (Customer Relationship Summary).
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