Mary S. Daly
Professional summary
Mary Stamm Daly, who also goes by Mary Daly, Mary Elizabeth Stamm, is a registered financial advisor currently at INDEPENDENCE ASSET ADVISORS, LLC located in Wynnewood, Pennsylvania.
Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Mary has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mary Stamm Daly's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2023 - Present
INDEPENDENCE ASSET ADVISORS, LLC
Office #1: 308 E. Lancaster Avenue Suite 305, Wynnewood, PA 19096August 17, 2018 - September 8, 2021
WELLS FARGO CLEARING SERVICES, LLC
July 26, 2018 - September 8, 2021
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
INDEPENDENCE ASSET ADVISORS, LLC
CRD#: 152963 / SEC#: 801-71867
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/30/2023)
Exams
Series 7TO
Date: 9/28/2022
General Securities Representative ExaminationCurrent Firm
INDEPENDENCE ASSET ADVISORS, LLC
CRD#: 152963 / SEC#: 801-71867
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 36 |
| AUM (Assets Under Management) | $ 1,730,449,210 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/14/2025 | ||
| 08/28/2024 | ||
| 04/15/2024 | ||
| 05/11/2023 |
Red Flags
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