Stephen Mandracchia

TULIP FINANCIAL PLANNING LLC

PHOENIX, AZ

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CRD#: 6921757

Professional summary

Stephen Mandracchia is a registered financial advisor currently at TULIP FINANCIAL PLANNING LLC located in Phoenix, Arizona.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Stephen has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Mandracchia's CRS (Customer Relationship Summary).

MORGAN STANLEY

CRD#: 149777

GILBERT, AZ

Past

June 6, 2019 - September 30, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Peoria, AZ

Past

April 20, 2018 - April 29, 2019

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Phoenix, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/4/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/27/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/2018

General Securities Representative Examination

Current Firm

TULIP FINANCIAL PLANNING LLC

CRD#: 336306 / SEC#:

Arizona

Registered Investment Advisory firm - (5/13/2025 Approved)

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Contact information

Main Address

Phoenix, AZ

Mailing Address

Phone number

(480) 495-5152

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen Mandracchia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Mandracchia's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENTREWEALTH

DEW WEALTH MANAGEMENT

IRONWOOD INVESTMENT COUNSEL, LLC

MORGAN STANLEY

MORGAN STANLEY

AMERIPRISE FINANCIAL SERVICES, LLC

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/4/2020

Series 63

Date: 4/27/2018

SIE

Date: 10/1/2018

Series 7

Date: 4/20/2018

Current Firm

TULIP FINANCIAL PLANNING LLC

Contact information

Documents

Red Flags

Company Information

TULIP FINANCIAL PLANNING LLC

TRUST BUT VERIFY

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