Stephen J. Pomeroy
Professional summary
Stephen Joseph Pomeroy, who also goes by Stephen J Pomeroy, Stephen Joseph Pomeroy, is a registered financial advisor currently at RLT CAPITAL, LLC located in Phoenix, Arizona.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Stephen has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Joseph Pomeroy's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 15, 2018 - Present
RLT CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/15/2018)
Current Firm
RLT CAPITAL, LLC
CRD#: 288736 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 3,500,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/02/2025 | ||
| 09/25/2023 | ||
| 09/18/2023 | ||
| 11/11/2022 |
Red Flags
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