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SP

Sean T. Puckett

Some features on this profile are disabled
CRD#: 6921249
SP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sean Thomas Puckett was a registered financial professional .

Sean is a previously registered financial professional and started their career in finance in 2018. Sean had worked at 3 firms .

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sean Thomas Puckett is a licensed insurance agent and proprietor of his proprietary insurance agency, NextGen Insurance Group. From time to time, he will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. NextGen Private Wealth always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients always have the right to decide whether or not to utilize the services of any NextGen Private Wealth representative in such individual's outside capacities.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 9, 2021 - January 7, 2022

XIGGIT FINANCIAL

RIA
CRD#: 315441
PALO ALTO, CA
Past

June 24, 2019 - August 31, 2022

NEXTGEN PRIVATE WEALTH

RIA
CRD#: 301984
HELENA, MT
Past

March 30, 2018 - July 7, 2021

SILVERHAWK ASSET MANAGEMENT, LLC

RIA
CRD#: 167798
SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

XF
XIGGIT FINANCIAL
XIGGIT FINANCIAL | XIGGIT FINANCIAL, LLC

CRD#: 315441 / SEC#: 801-122256

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Contact information

Main Address
878 Llima Ct, Palo Alto, CA 94306
Mailing Address
Phone number
(650) 417-5980
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Part 2 Brochures

PART 2B (3/28/2023)
ADV PART 2A (3/28/2023)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

XIGGIT FINANCIAL

CRD#: 315441

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