DG
Devin S. Graves
DALMORE GROUP LLC
Dallas, TX 75225
Some features on this profile are disabled
CRD#: 6921214
DG
Professional summary
Devin S Graves is a registered financial professional currently at DALMORE GROUP LLC located in Dallas, Texas.
Devin is registered as a RR (Registered Representative) and started their career in finance in 2018. Devin has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Devin S Graves's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 9, 2023 - Present
DALMORE GROUP LLC
Office #1: 5949 Sherry Ln, Suite 1060 , Dallas, TX 75225BD
CRD#: 136352
Dallas, TX
Past
May 29, 2018 - April 22, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
OKLAHOMA CITY, OK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/9/2023)
RR
Alaska(10/9/2023)
RR
Arizona(10/9/2023)
RR
Arkansas(10/9/2023)
RR
California(10/9/2023)
RR
Colorado(10/9/2023)
RR
Connecticut(10/9/2023)
RR
Delaware(10/9/2023)
RR
District of Columbia(10/9/2023)
RR
Florida(10/9/2023)
RR
Georgia(10/9/2023)
RR
Hawaii(10/9/2023)
RR
Idaho(10/9/2023)
RR
Illinois(10/9/2023)
RR
Indiana(10/9/2023)
RR
Iowa(10/9/2023)
RR
Kansas(10/9/2023)
RR
Kentucky(10/9/2023)
RR
Louisiana(10/9/2023)
RR
Maine(10/9/2023)
RR
Maryland(10/9/2023)
RR
Massachusetts(10/9/2023)
RR
Michigan(10/9/2023)
RR
Minnesota(10/9/2023)
RR
Mississippi(10/9/2023)
RR
Missouri(10/9/2023)
RR
Montana(10/9/2023)
RR
Nebraska(10/9/2023)
RR
Nevada(10/9/2023)
RR
New Hampshire(10/9/2023)
RR
New Jersey(10/9/2023)
RR
New Mexico(10/9/2023)
RR
New York(10/9/2023)
RR
North Carolina(10/9/2023)
RR
North Dakota(10/9/2023)
RR
Ohio(10/18/2023)
RR
Oklahoma(11/2/2023)
RR
Oregon(10/9/2023)
RR
Pennsylvania(10/9/2023)
RR
Puerto Rico(10/9/2023)
RR
Rhode Island(10/9/2023)
RR
South Carolina(10/9/2023)
RR
South Dakota(10/9/2023)
RR
Tennessee(10/9/2023)
RR
Texas(10/9/2023)
RR
Utah(10/9/2023)
RR
Vermont(10/9/2023)
RR
Virginia(10/9/2023)
RR
Washington(10/9/2023)
RR
West Virginia(10/9/2023)
RR
Wisconsin(10/9/2023)
RR
Wyoming(10/9/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/19/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DG
DALMORE GROUP LLC
DALMORE GROUP LLC
CRD#: 136352 / SEC#: , 8-67002
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
525 Green Place, Woodmere, NY 11598
Mailing Address
525 Green Place, Woodmere, NY 11598
Phone number
(917) 887-1948
Established
New York since 04/07/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DALMORE GROUP LLC
CRD#: 136352Dallas, TX 75225TRUST BUT VERIFY
Monitor Devin Graves
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
