Anna J. Cotten
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anna Jackson Cotten, who also goes by Anna Cotten, was a registered financial professional .
Anna is a previously registered financial professional and started their career in finance in 2018. Anna had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2024 - July 22, 2026
PROFOR ADVISORS
March 3, 2021 - July 28, 2021
OLD CITY SECURITIES LLC
April 23, 2018 - March 4, 2020
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
PROFOR ADVISORS
CRD#: 136084 / SEC#: , 8-66974
Contact information
FINRA licenses (30 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
