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SL

Steven R. Ludwig

NAVY FEDERAL INVESTMENT SERVICES
Ewa Beach, HI
Some features on this profile are disabled
CRD#: 6920844
SL
Steven Robert LudwigNAVY FEDERAL INVESTMENT SERVICES

Professional summary

Steven Robert Ludwig, who also goes by Steven Robert Ludwig Jr, Steven Robert Ludwig II, Steven Robert Ludwig Jr., is a registered financial advisor currently at NAVY FEDERAL INVESTMENT SERVICES, LLC located in Ewa Beach, Hawaii.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Steven has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

Aliases

Steven Robert Ludwig Jr | Steven Robert Ludwig Ii | Steven Robert Ludwig Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Robert Ludwig's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Steven Robert Ludwig's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 1, 2026 - Present

NAVY FEDERAL INVESTMENT SERVICES, LLC

Office #2: 25 Kaneohe Bay Dr Ste 220 Aikahi Shopping Center, Kailua, HI 96734
RIA
BD
CRD#: 138459
Ewa Beach, HI
Current

April 1, 2026 - Present

NAVY FEDERAL INVESTMENT SERVICES, LLC

Office #1: 25 Kaneohe Bay Dr Ste 220 Aikahi Shopping Center, Kailua, HI 96734
RIA
BD
CRD#: 138459
KAILUA, HI
Past

October 29, 2025 - February 24, 2026

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
HONOLULU, HI
Past

October 29, 2025 - February 24, 2026

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
HONOLULU, HI
Past

March 21, 2022 - June 20, 2025

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
MCLEAN, VA
Past

March 18, 2022 - June 20, 2025

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
MCLEAN, VA
Past

May 17, 2018 - May 21, 2020

T. ROWE PRICE INVESTMENT SERVICES, INC.

BD
CRD#: 8348
COLORADO SPRINGS, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC

CRD#: 138459 / SEC#: 801-68067, 8-67161

RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Hawaii
(4/1/2026)
IAR
Hawaii
(4/1/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/21/2022
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/1/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/4/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 5/17/2018
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC

CRD#: 138459 / SEC#: 801-68067, 8-67161

RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1007 Electric Ave, Vienna, VA 22180
Mailing Address
1007 Electric Ave, Vienna, VA 22180
Phone number
(877) 221-8108
Established
Virginia since 09/06/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
176

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

NFIS 2A DISCLOSURE BROCHURE (3/28/2025)

Direct owners and executive officers

NamePositionCRD#
NAVY FEDERAL FINANCIAL GROUPOWNER
ROSSON, TIMOTHY DAVIDFINOP / PRINCIPAL FINANACIAL OFFICER7152744
WEISBERG, STEVEN LESLIECHIEF COMPLIANCE OFFICER / VP COMPLIANCE, LEGAL & RISK & OPERATIONS6268061
YOUNG, DIANECHIEF OPERATING OFFICER3098010

Regulatory assets under management

Total Number of Accounts7,472
AUM (Assets Under Management)$ 1,713,608,579

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NAVY FEDERAL INVESTMENT SERVICES, LLC

CRD#: 138459Ewa Beach, HI

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