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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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AW

Andrew T. Wagner

WAGNER ROAD CAPITAL MANAGEMENT
St. Paul, MN
Some features on this profile are disabled
CRD#: 6920742
AW

Professional summary

Andrew Thomas Wagner is a registered financial advisor currently at WAGNER ROAD CAPITAL MANAGEMENT, LLC located in St. Paul, Minnesota.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Andrew has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Thomas Wagner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 18, 2018 - Present

WAGNER ROAD CAPITAL MANAGEMENT, LLC

RIA
CRD#: 293511
St. Paul, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(7/26/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/31/2017
Uniform Investment Adviser Law Examination

Current Firm

WR
WAGNER ROAD CAPITAL MANAGEMENT, LLC
WAGNER ROAD CAPITAL MANAGEMENT, LLC

CRD#: 293511 / SEC#:

Minnesota
Registered Investment Advisory firm - (7/26/2018 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
St. Paul, MN
Mailing Address
Phone number
(785) 410-4144
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts4
AUM (Assets Under Management)$ 124,879

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WAGNER ROAD CAPITAL MANAGEMENT, LLC

CRD#: 293511St. Paul, MN

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