Samuel L. Caffrey-agoglia
Professional summary
Samuel Lee Caffrey-agoglia, who also goes by Samuel Agoglia, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in New York, New York.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 2023. Samuel has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel Lee Caffrey-agoglia's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2023 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 1325 Avenue Of The Americas, New York, NY 10019State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/8/2024)
(7/15/2024)
Exams
Series 7TO
Date: 5/18/2023
General Securities Representative ExaminationFINRA
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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