FD
Frank C. Dimicelli
COMPASS FINANCIAL GROUP
WINDCREST, TX 78239
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CRD#: 6919872
FD
Professional summary
Frank Carl Dimicelli is a registered financial advisor currently at COMPASS FINANCIAL GROUP located in Windcrest, Texas.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Frank has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) 2QUEENB'S LLC; NON INVESTMENT RELATED; 115 W. COURT STREET, SEGUIN TX 78155; JEWELRY WHOLESALING; OWNER; STARTED 10/2013; 0 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; WHOLESALE JEWELRY SALES. (2.) BLING LLC; NON INVESTMENT RELATED; 115 W. COURT STREET, SEGUIN TX 78155; RETAIL SALES; OWNER; STARTED 10/2010; 0 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; RETAIL SALES. (3.) CROSSROADS CHURCH; NON INVESTMENT RELATED; 3455 W. US HWY 90, SEGUIN TX 78155; CHURCH BOARD MEMBER; MEMBER; STARTED 10/2011; 0 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; MEET WITH OTHER BOARD MEMBERS TO DISCUSS OVERALL WELL BEING OF THE CHURCH. (4.) INDEPENDENT INSURANCE AGENT; INVESTMENT RELATED; 563 BIELENBURG PKWY, STE. 105, WOODBURY, MN 55125; INSURANCE; STARTED 12/2015; 0 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER SALE OF INSURANCE PRODUCTS. (5.) BRACELLI PROPERTIES, LLC; NON INVESTMENT RELATED; 115 W. COURT STREET, SEGUIN TX 78155; START DATE JUNE 1999 OWNER; 0 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; (6.) WORLD'S 1ST HEALTHY COFFEE LLC; NON INVESTMENT RELATED; 115 W. COURT STREET, SEGUIN TX 78155; START DATE JUNE 1999 OWNER; 0 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; (7.) TODAY YOUR HEALTH AND YOU LLC; NON INVESTMENT RELATED; 115 W. COURT STREET, SEGUIN TX 78155; JUNE 1999 OWNER; 0 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS;
CRS (Client Relationship Summary) - RIA
Click below to view Frank Carl Dimicelli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 29, 2023 - Present
COMPASS FINANCIAL GROUP
Office #1: 8940 Fourwinds Dr Ste 311, Windcrest, TX 78239RIA
CRD#: 328412
WINDCREST, TX
Past
July 16, 2019 - January 10, 2024
BROOKSTONE WEALTH ADVISORS, LLC
RIA
CRD#: 137658
WINDCREST, TX
Past
March 16, 2018 - July 15, 2019
REGAL INVESTMENT ADVISORS LLC
RIA
CRD#: 125004
San Antonio, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(11/29/2023)
Current Firm
CF
COMPASS FINANCIAL GROUP
COMPASS FINANCIAL GROUP | SECURE RETIREMENT SOLUTIONS, LLC
CRD#: 328412 / SEC#:
Texas
Registered Investment Advisory firm - (11/29/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
16414 San Pedro Avenue Suite 520, San Antonio, TX 78232
Mailing Address
Phone number
(210) 783-0042
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 310 |
| AUM (Assets Under Management) | $ 65,000,000 |
Red Flags
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