Brandon Dant

STEGNER INVESTMENT ASSOCIATES

Louisville, KY 40207

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CRD#: 6919793

Professional summary

Brandon Dant is a registered financial advisor currently at STEGNER INVESTMENT ASSOCIATES INC located in Louisville, Kentucky.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Brandon has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Dant's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2019 - Present

STEGNER INVESTMENT ASSOCIATES INC

Office #1: 233 Breckenridge Lane, Louisville, KY 40207

RIA

CRD#: 107480

Louisville, KY

Past

October 18, 2019 - November 6, 2019

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

LOUISVILLE, KY

Past

October 18, 2019 - November 6, 2019

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

LOUISVILLE, KY

Past

October 4, 2018 - October 18, 2019

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

LOUISVILLE, KY

Past

May 17, 2018 - October 18, 2019

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STEGNER INVESTMENT ASSOCIATES INC

CRD#: 107480 / SEC#: 801-46803

RIA

Registered Investment Advisory firm - (7/5/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(12/12/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/3/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/3/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/17/2018

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 2/19/2019

General Securities Sales Supervisor - Options Module Examination

Current Firm

STEGNER INVESTMENT ASSOCIATES INC

CRD#: 107480 / SEC#: 801-46803

RIA

Registered Investment Advisory firm - (7/5/1994 Approved)

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Contact information

Main Address

233 Breckenridge Lane, Louisville, KY 40207

Mailing Address

Phone number

(502) 895-0122

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STEGNER INVESTMENT ASSOCIATES, INC. (3/21/2025)

Regulatory assets under management

Total Number of Accounts	794
AUM (Assets Under Management)	$ 2,409,913,680

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brandon Dant

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Dant's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

Primary Firm SEC Registration

STEGNER INVESTMENT ASSOCIATES INC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/3/2018

Series 63

Date: 7/3/2018

SIE

Date: 10/1/2018

Series 7

Date: 5/17/2018

Series 9

Date: 2/19/2019

Current Firm

STEGNER INVESTMENT ASSOCIATES INC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STEGNER INVESTMENT ASSOCIATES INC

TRUST BUT VERIFY

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