Allen H. Brisch

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CRD#: 6919526

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Allen Henry Brisch was a registered financial professional .

Allen is a previously registered financial professional and started their career in finance in 2018. Allen had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 4, 2018 - April 23, 2019

QUINBROOK INFRASTRUCTURE PARTNERS LLC

RIA

CRD#: 287822

Houston, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUINBROOK INFRASTRUCTURE PARTNERS LLC

CRD#: 287822 / SEC#: 801-112447

RIA

Registered Investment Advisory firm - (2/14/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

QUINBROOK INFRASTRUCTURE PARTNERS LLC

CRD#: 287822 / SEC#: 801-112447

RIA

Registered Investment Advisory firm - (2/14/2018 Approved)

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Contact information

Main Address

75 Rockefeller Plaza Suite 24a, New York, NY 10019

Mailing Address

Phone number

(646) 574-8303

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

QUINBROOK ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 6,868,209,068

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
SEC	ERA - Withdrawn	1/15/2018

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Allen H. Brisch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

QUINBROOK INFRASTRUCTURE PARTNERS LLC

Primary Firm SEC Registration

QUINBROOK INFRASTRUCTURE PARTNERS LLC

State Registrations and Notice Filings

Exams

Current Firm

QUINBROOK INFRASTRUCTURE PARTNERS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

QUINBROOK INFRASTRUCTURE PARTNERS LLC

TRUST BUT VERIFY

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