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DR

Derek Raridon

LANTZ FINANCIAL LLC
NAPERVILLE, IL 60563
Some features on this profile are disabled
CRD#: 6919250
DR

Professional summary

Derek Raridon is a registered financial advisor currently at LANTZ FINANCIAL LLC located in Naperville, Illinois.

Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Derek has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Raridon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 6, 2023 - Present

LANTZ FINANCIAL LLC

Office #1: 1733 Park Street Suite 350, Naperville, IL 60563
RIA
CRD#: 297573
NAPERVILLE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LANTZ FINANCIAL LLC
LANTZ FINANCIAL LLC | THE LANTZ FINANCIAL TEAM | LANTZ TEAM | LANTZ FINANCIAL TEAM

CRD#: 297573 / SEC#: 801-114035

RIA
Registered Investment Advisory firm - (9/24/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(5/6/2023)
IAR
Texas
(11/17/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/6/2023
Uniform Investment Adviser Law Examination

Current Firm

LF
LANTZ FINANCIAL LLC
LANTZ FINANCIAL LLC | THE LANTZ FINANCIAL TEAM | LANTZ TEAM | LANTZ FINANCIAL TEAM

CRD#: 297573 / SEC#: 801-114035

RIA
Registered Investment Advisory firm - (9/24/2018 Approved)
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Contact information

Main Address
1733 Park Street Suite 350, Naperville, IL 60563
Mailing Address
Phone number
(331) 204-6230
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LANTZ FINANCIAL LLC - ADV PART 2A BROCHURE (2/13/2025)

Regulatory assets under management

Total Number of Accounts3,407
AUM (Assets Under Management)$ 846,175,022

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LANTZ FINANCIAL LLC

CRD#: 297573Naperville, IL 60563

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