CS
C. K. Strachan
CLEAR BROOK ADVISORS
Boston, MA 02116
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CRD#: 6918736
CS
Professional summary
C. Kenneth Strachan, who also goes by C Kenneth Strachan, is a registered financial advisor currently at CLEAR BROOK ADVISORS, INC. located in Boston, Massachusetts.
C. is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. C. has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
C Kenneth Strachan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
C. Kenneth Strachan serves on the investment committees of Rio Fuerte Enterprises, LP and Rio Fuerte Capital, LP, two related entities that invests on behalf of Mr. Strachan's extended family. Mr. Strachan receives a token stipend for these activities; this compensation accounts for less than 5% of his time and income. Mr. Strachan's service on these investment entities does not create a material conflict of interests with clients as these entities invest along-side clients of Clear Brook and is aligned with the outcome for such clients.
CRS (Client Relationship Summary) - RIA
Click below to view C. Kenneth Strachan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2018 - Present
CLEAR BROOK ADVISORS, INC.
Office #1: 420 Boylston Street 5th Floor, Boston, MA 02116RIA
CRD#: 132045
Boston, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CB
CLEAR BROOK ADVISORS, INC.
CLEAR BROOK ADVISORS, INC.
CRD#: 132045 / SEC#: 801-66918
RIA
Registered Investment Advisory firm - (6/20/2006 Approved)New York
Registered Investment Advisory firm - (6/26/2006 Cancelled)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(11/14/2018)
Current Firm
CB
CLEAR BROOK ADVISORS, INC.
CLEAR BROOK ADVISORS, INC.
CRD#: 132045 / SEC#: 801-66918
RIA
Registered Investment Advisory firm - (6/20/2006 Approved)New York
Registered Investment Advisory firm - (6/26/2006 Cancelled)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
420 Boylston Street 5th Floor, Boston, MA 02116
Mailing Address
420 Boylston Street 5th Floor, Boston, MA 02116
Phone number
(617) 315-8979
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 867,100,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/28/2023 | ||
| 03/30/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CLEAR BROOK ADVISORS, INC.
CRD#: 132045Boston, MA 02116TRUST BUT VERIFY
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