Jimmy Ying
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jimmy Ying, who also goes by Ying Jimmy, was a registered financial professional .
Jimmy is a previously registered financial professional and started their career in finance in 2018. Jimmy had worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2018 - March 3, 2025
CVCAPITAL SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CVCAPITAL SECURITIES, LLC
CRD#: 152765 / SEC#: , 8-68474
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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