Alec F. Brosnahan

WELLS FARGO SECURITIES

New York, NY 10001

Some features on this profile are disabled

CRD#: 6918023

Professional summary

Alec Francis Brosnahan, who also goes by Alec F Brosnahan, Alec Brosnahan, is a registered financial professional currently at WELLS FARGO SECURITIES, LLC located in New York, New York.

Alec is registered as a RR (Registered Representative) and started their career in finance in 2018. Alec has worked at 6 firms and has passed the Series 63, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Alec F Brosnahan | Alec Brosnahan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alec Francis Brosnahan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2025 - Present

WELLS FARGO SECURITIES, LLC

Office #1: 500 W 33rd St 30 Hudson Yards, New York, NY 10001

CRD#: 126292

New York, NY

Past

August 29, 2023 - August 28, 2025

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

July 18, 2022 - April 11, 2023

WILLIAM BLAIR

CRD#: 1252

CHICAGO, IL

Past

March 25, 2021 - June 30, 2022

HOULIHAN LOKEY CAPITAL, INC.

CRD#: 17708

CHICAGO, IL

Past

July 9, 2019 - March 17, 2021

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

CHICAGO, IL

Past

April 17, 2018 - May 16, 2018

QUADRIGA SECURITIES, LLC

CRD#: 153861

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(9/26/2025)

Exams

State Security Law Exam

Series 63

Date: 4/3/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/16/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 4/17/2018

Investment Banking Registered Representative Examination

SRO Registrations

FINRA

Current Firm

WELLS FARGO SECURITIES, LLC

WACHOVIA CAPITAL MARKETS, LLC | WELLS FARGO SECURITIES, LLC | WELLS FARGO SECURITIES | WELLS FARGO CORPORATE AND/& INVESTMENT BANKING | WACHOVIA CORPORATE & INVESTMENT BANKING, LLC

CRD#: 126292 / SEC#: , 8-65876

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

550 South Tryon Street 6th Floor D1086-060, Charlotte, NC, 28202

Mailing Address

1 N Jefferson Ave H0004-063, St. Louis, MO 63103

Phone number

(314) 875-3286

Established

Delaware since 03/05/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
EVEREN CAPITAL CORPORATION	PARENT
CHESTER, KARA MCSHANE	DIRECTOR/MANAGER	2679854
CONNOR, TIMOTHY MICHAEL	PRINCIPAL FINANCIAL OFFICER	8157713
MACCHIO, PETER	CHIEF COMPLIANCE OFFICER / DESIGNATED TEXAS OFFICER / DIRECTOR/MANAGER	2124187
OHARA, TIMOTHY PATRICK	DIRECTOR/MANAGER	2095368
PETERS, MARY LOU	DIRECTOR/MANAGER/CONTROL PRINCIPAL	4062788
RILEY, MICHAEL FRANCIS	DIRECTOR/MANAGER	4165280
RIVAS, FERNANDO S	CHAIR / CEO / PRESIDENT / DIRECTOR/MANAGER	4803269
SMITH, DANIEL D	CHIEF OPERATIONS OFFICER	5500659
THOMAS, DANIEL JEROME JR	DIRECTOR/MANAGER

Disclosures

Regulatory Event	158
Civil Event	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Alec F. Brosnahan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alec Francis Brosnahan's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

WILLIAM BLAIR

HOULIHAN LOKEY CAPITAL, INC.

ROBERT W. BAIRD & CO. INCORPORATED

QUADRIGA SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/3/2021

SIE

Date: 5/16/2018

Series 79

Date: 4/17/2018

FINRA

Current Firm

WELLS FARGO SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WELLS FARGO SECURITIES, LLC

TRUST BUT VERIFY

Similar Advisors