Lagwinder J. Banks
Professional summary
Lagwinder J Banks, who also goes by Gwin Banks, Lagwinder Joyce Banks, is a registered financial professional currently at MUTUAL OF OMAHA INVESTOR SERVICES, INC. located in Omaha, Nebraska.
Lagwinder is registered as a RR (Registered Representative) and started their career in finance in 2018. Lagwinder has worked at 2 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lagwinder J Banks's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 24, 2024 - Present
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Office #1: Mutual Of Omaha Plaza, Omaha, NE 68175September 28, 2018 - August 3, 2021
EQUITABLE DISTRIBUTORS, LLC
Primary Firm SEC Registration
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611 / SEC#: 801-61332, 8-47290
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 6TO
Date: 3/24/2024
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611 / SEC#: 801-61332, 8-47290
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 116 |
| AUM (Assets Under Management) | $ 24,355,321 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
| Bond | 8 |
Red Flags
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Company Information
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
CRD#: 611Omaha, NE 68175TRUST BUT VERIFY
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