Christopher Carter

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CRD#: 6917741

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Carter, who also goes by Christopher Alexander Carter, was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 2020. Christopher had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

Christopher Alexander Carter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner; SixHydra Capital LLC and Sole proprietorship; Investment Related: Yes; Location: 67 East 11th St, Apt 214, New York City, NY 10003; Description of the business: Own and manage residential rental properties; Responsibilities Duties: Own and manage residential rental properties; Start date with business: 2005-05-30; Hours devoted to business during trading hours: 2; Hours devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 50;

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 30, 2020 - January 29, 2024

SUGI CAPITAL MANAGEMENT, INC.

RIA

CRD#: 304368

New York City, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

SUGI CAPITAL MANAGEMENT, INC.

SUGI CAPITAL MANAGEMENT | SUGI CAPITAL MANAGEMENT, INC.

CRD#: 304368 / SEC#:

New York

Registered Investment Advisory firm - (5/10/2020 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/30/2019 Approved)

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Contact information

Main Address

Philadelphia, PA

Mailing Address

Phone number

(917) 714-5223

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 21,021,603

Red Flags

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