Jonathan L. Rice

ANDERSON GROWTH PARTNERS

CHARLESTON, SC 29401

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CRD#: 6917217

Professional summary

Jonathan Lawrence Rice, CFP® is a registered financial advisor currently at ANDERSON GROWTH PARTNERS, LLC located in Charleston, South Carolina and INTEGRITY ALLIANCE, LLC. located in Charleston, South Carolina.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Jonathan has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ANDERSON GROWTH PARTNERS, LLC POSITION: Employee NATURE: Anderson Growth Partners is the parent company of AWM Risk Management, LLC (the Lion Street registered firm through which Jonathan Rice is a producer).Jonathan is on payroll with the parent company, Anderson Growth Partners, for simplicity sake, as he is the only registered insurance producer through AWM Risk Management, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/28/2023 ADDRESS: 129 Broad St, Charleston SC 29401, United States DESCRIPTION: Working as an investment advisor through Anderson Growth Partners, LLC, while doing insurance products through the Lion Street registered LLC referenced above (AWM Risk Management, LLC).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Lawrence Rice's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

April 6, 2023 - Present

ANDERSON GROWTH PARTNERS, LLC

Office #1: 129 Broad Street, Charleston, SC 29401

RIA

CRD#: 138600

CHARLESTON, SC

Current

November 3, 2025 - Present

INTEGRITY ALLIANCE, LLC.

Office #1: 129 Broad Street, Charleston, SC 29401

RIA

CRD#: 139627

Charleston, SC

Past

July 11, 2023 - November 3, 2025

LION STREET FINANCIAL, LLC

CRD#: 165828

Charleston, SC

Past

January 6, 2023 - April 4, 2023

49 FINANCIAL

RIA

CRD#: 319484

Atlanta, GA

Past

June 23, 2020 - December 31, 2022

THRIVENT ADVISOR NETWORK, LLC

RIA

CRD#: 304569

Dallas, TX

Past

December 7, 2019 - July 2, 2020

PKS ADVISORY SERVICES, LLC

RIA

CRD#: 125648

ALBANY, NY

Past

November 22, 2019 - January 20, 2023

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Atlanta, GA

Past

September 18, 2018 - November 26, 2019

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

AUSTIN, TX

Past

June 26, 2018 - November 26, 2019

EQUITABLE ADVISORS, LLC

CRD#: 6627

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANDERSON GROWTH PARTNERS, LLC

ANDERSON GROWTH PARTNERS, LLC | ANDERSON WEALTH MANAGEMENT

CRD#: 138600 / SEC#: 801-65663

RIA

Registered Investment Advisory firm - (1/27/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/3/2025)

California
(11/3/2025)

Florida
(11/5/2025)

Georgia
(11/3/2025)

Kansas
(11/3/2025)

IAR

South Carolina
(4/6/2023)

South Carolina
(11/3/2025)

Tennessee
(11/4/2025)

Texas
(11/3/2025)

Washington
(11/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/13/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/26/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ANDERSON GROWTH PARTNERS, LLC

ANDERSON GROWTH PARTNERS, LLC | ANDERSON WEALTH MANAGEMENT

CRD#: 138600 / SEC#: 801-65663

RIA

Registered Investment Advisory firm - (1/27/2006 Approved)

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Contact information

Main Address

2 Metroplex Drive Suite 102, Birmingham, AL 35209

Mailing Address

Phone number

(205) 909-0950

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	159
AUM (Assets Under Management)	$ 919,474,841

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan L. Rice

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Lawrence Rice's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY ALLIANCE, LLC.

LION STREET FINANCIAL, LLC

49 FINANCIAL

THRIVENT ADVISOR NETWORK, LLC

PKS ADVISORY SERVICES, LLC

PURSHE KAPLAN STERLING INVESTMENTS

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

ANDERSON GROWTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/13/2018

SIE

Date: 10/1/2018

Series 7

Date: 6/26/2018

FINRA

Current Firm

ANDERSON GROWTH PARTNERS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ANDERSON GROWTH PARTNERS, LLC

TRUST BUT VERIFY

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