Danielle E. Barbato

MILESTONE ASSET MANAGEMENT GROUP

Avon, CT 06001

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CRD#: 6916743

Professional summary

Danielle Elandra Barbato, who also goes by Danielle Elandra Barbato Miss, Danielle Barbato, is a registered financial advisor currently at MILESTONE ASSET MANAGEMENT GROUP, LLC located in Avon, Connecticut.

Danielle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Danielle has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Danielle Elandra Barbato Miss | Danielle Barbato

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DANIELLE BARBATO; 10 COMMERCE STREET, GLASTENBURY CT 06033; CATEGORY: NOTARY PULBLIC; INVESTMENT RELATED: NO; TITLE: NOTARY; DUTIES: NOTARIZE; START DATE: 07/29/20; HOURS PER MONTH: 1; HOURS PER MONTH DURING TRADING HOURS: 1

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Danielle Elandra Barbato's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 4, 2024 - Present

MILESTONE ASSET MANAGEMENT GROUP, LLC

Office #1: 302 West Main Street Suite 206, Avon, CT 06001

RIA

CRD#: 282896

Avon, CT

Past

May 22, 2024 - August 5, 2024

NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC

RIA

CRD#: 133790

WELLESLEY, MA

Past

April 8, 2022 - December 2, 2022

OSAIC FA, INC.

RIA

CRD#: 3978

GLASTONBURY, CT

Past

April 8, 2022 - December 2, 2022

OSAIC FA, INC.

CRD#: 3978

GLASTONBURY, CT

Past

October 29, 2020 - April 21, 2022

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Mystic, CT

Past

December 13, 2019 - April 21, 2022

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Mystic, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MILESTONE ASSET MANAGEMENT GROUP, LLC

MEZHERITSKIY, MICHAEL | MILESTONE ASSET MANAGEMENT GROUP, LLC

CRD#: 282896 / SEC#: 801-128334

RIA

Registered Investment Advisory firm - (7/14/2023 Approved)

Connecticut

Registered Investment Advisory firm - (8/1/2023 Terminated)

New York

Registered Investment Advisory firm - (7/31/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(9/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/29/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/13/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/23/2019

Securities Industry Essentials Examination

Current Firm

MILESTONE ASSET MANAGEMENT GROUP, LLC

MEZHERITSKIY, MICHAEL | MILESTONE ASSET MANAGEMENT GROUP, LLC

CRD#: 282896 / SEC#: 801-128334

RIA

Registered Investment Advisory firm - (7/14/2023 Approved)

Connecticut

Registered Investment Advisory firm - (8/1/2023 Terminated)

New York

Registered Investment Advisory firm - (7/31/2023 Terminated)

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Contact information

Main Address

302 West Main Street Suite 206, Avon, CT 06001

Mailing Address

Phone number

(860) 259-4800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND 2B (2/11/2025)

Regulatory assets under management

Total Number of Accounts	623
AUM (Assets Under Management)	$ 222,581,415

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Danielle E. Barbato

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Danielle Elandra Barbato's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC

OSAIC FA, INC.

OSAIC FA, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

MILESTONE ASSET MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/29/2020

Series 7TO

Date: 12/13/2019

SIE

Date: 4/23/2019

Current Firm

MILESTONE ASSET MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MILESTONE ASSET MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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