Lisa E. Hodges

SHIFT TO IMPACT

Durham, NC

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CRD#: 6916390

Professional summary

Lisa Elizabeth Hodges is a registered financial advisor currently at SHIFT TO IMPACT located in Durham, North Carolina.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Lisa has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Elizabeth Hodges's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2021 - Present

SHIFT TO IMPACT

RIA

CRD#: 312244

Durham, NC

Past

August 14, 2018 - April 17, 2019

SHIFT TO IMPACT

RIA

CRD#: 297489

Washington, DC

Past

February 28, 2018 - June 11, 2018

VANDERBILT ADVISORY SERVICES

RIA

CRD#: 116537

Washington, DC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/25/2022)

IAR

North Carolina
(2/22/2021)

IAR

Texas
(6/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/12/2017

Uniform Investment Adviser Law Examination

Current Firm

SHIFT TO IMPACT

SHIFT TO IMPACT | SHIFT TO IMPACT, LLC

CRD#: 312244 / SEC#:

California

Registered Investment Advisory firm - (7/25/2022 Approved)

North Carolina

Registered Investment Advisory firm - (2/22/2021 Approved)

Texas

Registered Investment Advisory firm - (6/13/2023 Conditional Restricted)

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Contact information

Main Address

Durham, NC

Mailing Address

Phone number

(650) 269-2647

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Lisa E. Hodges

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Elizabeth Hodges's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHIFT TO IMPACT

SHIFT TO IMPACT

VANDERBILT ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 12/12/2017

Current Firm

SHIFT TO IMPACT

Contact information

Documents

Red Flags

Company Information

SHIFT TO IMPACT

TRUST BUT VERIFY

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