CD
Charles L. Davis
HAPANOWICZ FINANCIAL
PITTSBURGH, PA 15220
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CRD#: 6916220
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Professional summary
Charles Lee Davis III, who also goes by Trey Davis, is a registered financial advisor currently at HAPANOWICZ FINANCIAL located in Pittsburgh, Pennsylvania.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Charles has worked at 7 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Trey Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ADVISOR OF MORALIS TECHNOLOGIES, LLC (DBA AQUINAS WEALTH ADVSIORS), AN SEC REGISTERED INVESTMENT ADVISER (RELATED ADVISER OF MFA WEALTH ADVISORS, LLC) LOCATED AT 650 WASHINGTON RD., STE 8000, PITTSBURGH, PA 15228, SINCE 11/2021; APPROX 30 HRS/WEEK. 2. ASSOCIATE DIRECTOR OF FINANCIAL PLANNING OF MFA WEALTH ADVISORS, LLC, AN SEC REGISTERED INVESTMENT ADVISER (RELATED ADVISER OF MORALIS TECHNOLOGIES, LLC) LOCATED AT 650 WASHINGTON RD., STE 8000, PITTSBURGH, PA 15228, SINCE 10/2019; APPROX 30 HRS/WEEK.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Lee Davis III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 28, 2025 - Present
HAPANOWICZ FINANCIAL
Office #1: Foster Plaza 6 681 Andersen Drive Suite 100, Pittsburgh, PA, 15220RIA
CRD#: 157523
PITTSBURGH, PA
Past
September 8, 2022 - May 30, 2025
MORALIS TECHNOLOGIES, LLC
RIA
CRD#: 316221
PITTSBURGH, PA
Past
November 9, 2021 - May 30, 2025
MFA WEALTH ADVISORS, LLC
RIA
CRD#: 171984
PITTSBURGH, PA
Past
August 13, 2021 - November 4, 2021
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 106277
New York, NY
Past
July 9, 2018 - November 4, 2021
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
RIA
CRD#: 109355
Boston, MA
Past
June 29, 2018 - November 4, 2021
FEDERATED SECURITIES CORP.
RIA
CRD#: 5009
PITTSBURGH, PA
Past
June 29, 2018 - November 4, 2021
FEDERATED INVESTMENT COUNSELING
RIA
CRD#: 105325
Pittsburgh, PA
Past
May 4, 2018 - November 4, 2021
FEDERATED SECURITIES CORP.
BD
CRD#: 5009
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HAPANOWICZ FINANCIAL
H & A RETIREMENT ADVISORS | HAPANOWICZ FINANCIAL | HAPANOWICZ AND ASSOCIATES FINANCIAL SERVICES, INC. | HAPANOWICZ AND ASSOCIATES | HAPANOWICZ & ASSOCIATES WEALTH MANAGEMENT | HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC. | HAPANOWICZ & ASSOCIATES | HAPANOWICZ | H&A WEALTH MANAGEMENT | H&A WEALTH ADVISORS, H&A RETIREMENT ADVISORS | H&A WEALTH | H&A INVESTMENT MANAGEMENT AND WEALTH ADVISORS | H&A INVESTMENT AND WEALTH ADVISORS | H & A WEALTH ADVISORS
CRD#: 157523 / SEC#: 801-72352
RIA
Registered Investment Advisory firm - (5/18/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(7/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/1/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
HF
HAPANOWICZ FINANCIAL
H & A RETIREMENT ADVISORS | HAPANOWICZ FINANCIAL | HAPANOWICZ AND ASSOCIATES FINANCIAL SERVICES, INC. | HAPANOWICZ AND ASSOCIATES | HAPANOWICZ & ASSOCIATES WEALTH MANAGEMENT | HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC. | HAPANOWICZ & ASSOCIATES | HAPANOWICZ | H&A WEALTH MANAGEMENT | H&A WEALTH ADVISORS, H&A RETIREMENT ADVISORS | H&A WEALTH | H&A INVESTMENT MANAGEMENT AND WEALTH ADVISORS | H&A INVESTMENT AND WEALTH ADVISORS | H & A WEALTH ADVISORS
CRD#: 157523 / SEC#: 801-72352
RIA
Registered Investment Advisory firm - (5/18/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Foster Plaza 6 681 Andersen Drive Suite 100, Pittsburgh, PA, 15220
Mailing Address
Phone number
(412) 261-5966
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 926 |
| AUM (Assets Under Management) | $ 574,669,714 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
