Nicholas R. Agritelley

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CRD#: 6916216

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nicholas Roy Agritelley was a registered financial professional .

Nicholas is a previously registered financial professional and started their career in finance in 2018. Nicholas had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 29, 2021 - May 12, 2022

HALCYON GLOBAL ADVISORS

RIA

CRD#: 170600

DALLAS, TX

Past

May 28, 2019 - November 13, 2019

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Dallas, TX

Past

April 30, 2019 - November 13, 2019

MML INVESTORS SERVICES, LLC

CRD#: 10409

Dallas, TX

Past

August 7, 2018 - March 6, 2019

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

DALLAS, TX

Past

May 24, 2018 - March 6, 2019

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HALCYON GLOBAL ADVISORS

HALCYON GLOBAL ADVISORS | PARKHURST, JEFFREY | HALCYON GLOBAL ADVISORS, LLC

CRD#: 170600 / SEC#: 801-118182

RIA

Registered Investment Advisory firm - (3/6/2020 Approved)

Texas

Registered Investment Advisory firm - (3/6/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/6/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/24/2018

General Securities Representative Examination

Current Firm

HALCYON GLOBAL ADVISORS

HALCYON GLOBAL ADVISORS | PARKHURST, JEFFREY | HALCYON GLOBAL ADVISORS, LLC

CRD#: 170600 / SEC#: 801-118182

RIA

Registered Investment Advisory firm - (3/6/2020 Approved)

Texas

Registered Investment Advisory firm - (3/6/2020 Terminated)

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Contact information

Main Address

15660 Dallas Parkway Suite 1425, Dallas, TX 75248

Mailing Address

Phone number

(972) 499-8278

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX (WRAP BROCHURE) (3/3/2025)

FORM ADV PART 2A (3/3/2025)

Regulatory assets under management

Total Number of Accounts	466
AUM (Assets Under Management)	$ 193,988,715

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas R. Agritelley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HALCYON GLOBAL ADVISORS

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

HALCYON GLOBAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 7/6/2018

SIE

Date: 10/1/2018

Series 7

Date: 5/24/2018

Current Firm

HALCYON GLOBAL ADVISORS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HALCYON GLOBAL ADVISORS

TRUST BUT VERIFY

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