Noora Aleisa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Noora Aleisa was a registered financial professional .
Noora is a previously registered financial professional and started their career in finance in 2018. Noora had worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2022 - February 14, 2023
MICROVENTURE MARKETPLACE INC.
March 19, 2019 - July 8, 2021
WELLS FARGO CLEARING SERVICES, LLC
May 30, 2018 - July 8, 2021
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 6/14/2022
General Securities Representative ExaminationCurrent Firm
MICROVENTURE MARKETPLACE INC.
CRD#: 152513 / SEC#: , 8-68458
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
