Brandon D. Perlow

ABLE FINANCIAL GROUP

Scottsdale, AZ 85258

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CRD#: 6915839

Professional summary

Brandon David Perlow, who also goes by Brandon David Perlow, Brandon Perlow, is a registered financial advisor currently at ABLE FINANCIAL GROUP, LLC located in Scottsdale, Arizona and PRIVATE CLIENT SERVICES, LLC located in Scottsdale, Arizona.

Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Brandon has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brandon David Perlow | Brandon Perlow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Able Financial Group. 8737 E Via De Commercio, Ste 100, Scottsdale, AZ 85258. RIA. 160 hrs/mo; 130 during trading hrs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon David Perlow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2023 - Present

ABLE FINANCIAL GROUP, LLC

Office #1: 8737 E. Via De Commercio Suite 100, Scottsdale, AZ 85258

RIA

CRD#: 323646

Scottsdale, AZ

Current

January 9, 2023 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 8737 E. Via De Commercio Suite 100, Scottsdale, AZ 85258

RIA

CRD#: 120222

Scottsdale, AZ

Past

January 27, 2022 - February 7, 2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

SCOTTSDALE, AZ

Past

January 26, 2022 - February 7, 2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

SCOTTSDALE, AZ

Past

October 18, 2019 - December 22, 2021

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

PHOENIX, AZ

Past

September 9, 2019 - December 22, 2021

PRUCO SECURITIES, LLC.

CRD#: 5685

PHOENIX, AZ

Past

May 23, 2018 - July 11, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SCOTTSDALE, AZ

Past

April 20, 2018 - July 11, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ABLE FINANCIAL GROUP, LLC

CRD#: 323646 / SEC#: 801-127165

RIA

Registered Investment Advisory firm - (1/9/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(1/12/2023)

Arizona
(1/18/2023)

California
(1/14/2023)

District of Columbia
(1/2/2025)

Florida
(1/2/2025)

Georgia
(1/14/2023)

Idaho
(1/2/2025)

Illinois
(1/14/2023)

Maine
(1/2/2025)

Maryland
(1/9/2023)

Michigan
(1/14/2023)

Minnesota
(1/2/2025)

Missouri
(1/2/2025)

Nevada
(1/14/2023)

New Jersey
(1/2/2025)

New Mexico
(1/2/2025)

New York
(1/14/2023)

North Carolina
(1/2/2025)

Oregon
(1/14/2023)

South Carolina
(1/2/2025)

Texas
(1/14/2023)

Utah
(1/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/22/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ABLE FINANCIAL GROUP, LLC

CRD#: 323646 / SEC#: 801-127165

RIA

Registered Investment Advisory firm - (1/9/2023 Approved)

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Contact information

Main Address

8737 E. Via De Commercio Suite 100, Scottsdale, AZ 85258

Mailing Address

Phone number

(480) 258-6104

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - MARCH 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,484
AUM (Assets Under Management)	$ 570,987,107

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brandon D. Perlow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon David Perlow's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ABLE FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/22/2018

SIE

Date: 10/1/2018

Series 7

Date: 4/20/2018

FINRA

Current Firm

ABLE FINANCIAL GROUP, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ABLE FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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