Oluwadamilola Alugo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Oluwadamilola Alugo, who also goes by Dami Alugo, Oluwadamilola Abiodun Alugo, Oluwadamilola Alugo, was a registered financial professional .
Oluwadamilola is a previously registered financial professional and started their career in finance in 2018. Oluwadamilola had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2021 - February 13, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 11, 2021 - June 23, 2022
FIDELITY BROKERAGE SERVICES LLC
April 10, 2019 - January 27, 2021
U.S. BANCORP INVESTMENTS, INC.
April 10, 2019 - January 27, 2021
U.S. BANCORP INVESTMENTS, INC.
September 25, 2018 - April 8, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 5, 2018 - April 8, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
