Brendon Smith

MATTERN CAPITAL MANAGEMENT | Financial Consultant

LAKEWOOD, CO 80228

CRD#: 6915494

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Professional summary

Brendon Smith, CIMA®, who also goes by Brendon Winthrop Smith, Brendon Smith, is a registered financial advisor currently at MATTERN CAPITAL MANAGEMENT, LLC located in Lakewood, Colorado.

Brendon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Brendon has worked at 7 firms and has passed the Series 66, Series 7TO and SIE exams.

Biography

As a Financial Consultant with Fidelity Investments, I empower clients to make more informed and effective financial decisions. I partner with individuals alongside families to create financial plans and implement investment strategies to help grow wealth for today, tomorrow, and future generations. My team and I strive to give you peace of mind regarding your financial future. 

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brendon Winthrop Smith | Brendon Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brendon Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Education

Bentley University

Bachelor of Science (BS) - Major; Economics & Finance; Minor: Law

2018

Experience

Current

June 7, 2026 - Present

MATTERN CAPITAL MANAGEMENT, LLC

Office #1: 165 S. Union Blvd Suite 780, Lakewood, CO 80228

RIA

CRD#: 299342

LAKEWOOD, CO

Past

March 31, 2025 - April 16, 2026

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

DENVER, CO

Past

September 25, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

DENVER, CO

Past

September 13, 2022 - April 16, 2026

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

DENVER, CO

Past

April 18, 2019 - August 31, 2022

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA

CRD#: 108257

BOSTON, MA

Past

April 2, 2019 - August 31, 2022

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

BOSTON, MA

Past

December 20, 2018 - March 15, 2019

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MATTERN CAPITAL MANAGEMENT, LLC

CRD#: 299342 / SEC#: 801-114522

RIA

Registered Investment Advisory firm - (1/28/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/7/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/9/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/20/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/19/2018

Securities Industry Essentials Examination

Current Firm

MATTERN CAPITAL MANAGEMENT, LLC

CRD#: 299342 / SEC#: 801-114522

RIA

Registered Investment Advisory firm - (1/28/2019 Approved)

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Contact information

Main Address

165 S. Union Blvd Suite 780, Lakewood, CO 80228

Mailing Address

Phone number

(720) 710-2934

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MATTERN CAPITAL FORM ADV PART 2A (3/12/2026)

Regulatory assets under management

Total Number of Accounts	1,244
AUM (Assets Under Management)	$ 1,073,680,572

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Brendon Smith

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brendon Smith's CRS (Customer Relationship Summary).

Certified licenses

Education

Bentley University

Experience

STRATEGIC ADVISERS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

EATON VANCE DISTRIBUTORS, INC.

Primary Firm SEC Registration

MATTERN CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/9/2019

Series 7TO

Date: 12/20/2018

SIE

Date: 10/19/2018

Current Firm

MATTERN CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MATTERN CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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