Jonathan Duran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Duran was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2018. Jonathan had worked at 2 firms and has passed the Series 7TO, SIE, Series 57 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2019 - February 6, 2023
OPEN TO THE PUBLIC INVESTING, INC.
May 17, 2018 - August 12, 2021
T3 TRADING GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/31/2020
General Securities Representative ExaminationCurrent Firm
OPEN TO THE PUBLIC INVESTING, INC.
CRD#: 127818 / SEC#: , 8-66049
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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