EK
Edward S. Kapfhammer
SPIRE WEALTH MANAGEMENT
Zenia, OH 45385
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CRD#: 6914821
EK
Professional summary
Edward Spalding Kapfhammer JR, who also goes by Edward Spalding Kapfhammer Jr, is a registered financial advisor currently at SPIRE WEALTH MANAGEMENT, LLC located in Zenia, Ohio and SPIRE SECURITIES, LLC located in Xenia, Ohio.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Edward has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Edward Spalding Kapfhammer Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Operating under DBA SilverArrow Financial. Branding/marketing for Spire related business run through. IAR of affiliate Spire Wealth Management, Investment Advisory services since 12/2019. Fixed Insurance sales through Spire Insurance Agency since 12/2019. Owns ATM machines - collects fees from credit card companies. Since 2006. Not investment related. KAP Financial, Sole Prop for business accounting for Spire related business (revenue and expenses). Since 2018. Skol Properties LLC--holding company for real estate/office rental for 1 hour per month used to purchase office building where current business is conducted.
CRS (Client Relationship Summary) - RIA
Click below to view Edward Spalding Kapfhammer JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 6, 2019 - Present
SPIRE WEALTH MANAGEMENT, LLC
Office #1: 354 N. Detroit St., Zenia, OH 45385RIA
CRD#: 113908
Zenia, OH
Current
December 6, 2019 - Present
SPIRE SECURITIES, LLC
Office #1: 354 N. Detroit St, Xenia, OH 45385BD
CRD#: 144131
Xenia, OH
Past
April 26, 2018 - December 6, 2019
AMERICAN WEALTH MANAGEMENT, INC.
BD
CRD#: 25536
xenia, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SPIRE WEALTH MANAGEMENT, LLC
LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
RIA
Registered Investment Advisory firm - (8/17/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/12/2022)
RR
California(12/6/2019)
RR
Colorado(1/5/2021)
RR
Florida(12/6/2019)
RR
Georgia(12/6/2019)
RR
Illinois(1/5/2021)
RR
Indiana(8/12/2022)
RR
Kentucky(12/6/2019)
RR
Michigan(1/5/2021)
RR
North Carolina(11/2/2021)
RR
Ohio(12/6/2019)
IAR
Ohio(12/6/2019)
RR
South Carolina(1/5/2021)
RR
Texas(12/22/2023)
RR
Utah(5/20/2021)
RR
Virginia(5/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SPIRE WEALTH MANAGEMENT, LLC
LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
RIA
Registered Investment Advisory firm - (8/17/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7901 Jones Branch Dr. Suite 810, Mclean, VA 22102
Mailing Address
7901 Jones Branch Drive Suite 800, Mclean, VA 22102
Phone number
(703) 657-6060
Established
Firm type
Fiscal year end
# of Employees
165
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,808 |
| AUM (Assets Under Management) | $ 4,617,171,037 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908Zenia, OH 45385TRUST BUT VERIFY
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