Ludmila Nikolic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ludmila Nikolic, who also goes by Ludmila Covata, Mila Nikolic, was a registered financial professional .
Ludmila is a previously registered financial professional and started their career in finance in 2018. Ludmila had worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2023 - September 29, 2023
FIDX MARKETS LLC
November 16, 2018 - August 14, 2020
CHESTERBROOK CAPITAL
March 26, 2018 - October 3, 2018
FORESIDE FUND SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/15/2022
General Securities Representative ExaminationCurrent Firm
FIDX MARKETS LLC
CRD#: 322769 / SEC#: , 8-70981
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
