Michael B. Heckert

ASSUREDPARTNERS INVESTMENT ADVISORS

Lexington, KY 40503

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CRD#: 6914076

Professional summary

Michael Brian Heckert, AIF® is a registered financial advisor currently at ASSUREDPARTNERS INVESTMENT ADVISORS located in Lexington, Kentucky and PRIVATE CLIENT SERVICES, LLC located in Lexington, Kentucky.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Michael has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Benefits Plus. 2424 Harrodsburg Rd, Suite 207, Lexington-Fayette, KY 40503. Third Party Administration of qualified Retirment plans conducted under DBA for Assured Partners Investment Advisors. Employee-marketing, book keeping. 10 hrs/mo; 10 during trading hrs. Not investment related. 2) FSM Wealth, Inc. 2424 Harrodsburg Rd, Suite 207, Lexington-Fayette, KY 40503. Financial planning business conducted under DBA for Assured Partners Investment Advisors. Advisor. 160 hrs/mo; 130 during trading hrs. Not investment related. 3) FSM Benefits. 2424 Harrodsburg Rd, Suite 207, Lexington-Fayette, KY 40503. Third Party Administration of qualified Retirment plans conducted under DBA for Assured Partners Investment Advisors. Employee-marketing, book keeping. 10 hrs/mo; 10 during trading hrs. Not investment related. 4) Heckert Development, LLC. 9627 Wall St, Nashville, IL 62262. Development company. Owner. 1 hr/mo; 1 during trading hrs. Not investment related. 5) MDRT. 325 West Touhy Ave, Park Ridge, IL. Independent association of financial services professionals and insurance brokers. Member, volunteer. 10 hrs/mo; 10 during trading hrs. Not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Brian Heckert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 11, 2024 - Present

ASSUREDPARTNERS INVESTMENT ADVISORS

Office #1: 2424 Harrodsburg Road Suite 101, Lexington, KY 40503

RIA

CRD#: 309550

Lexington, KY

Current

July 31, 2024 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 2424 Harrodsburg Rd, Ste 207, Lexington, KY 40503

RIA

CRD#: 120222

Lexington, KY

Past

March 27, 2019 - June 11, 2024

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

JANESVILLE, WI

Past

December 21, 2018 - June 11, 2024

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

NASHVILLE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSUREDPARTNERS INVESTMENT ADVISORS

CRD#: 309550 / SEC#: 801-117771

RIA

Registered Investment Advisory firm - (12/10/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/31/2024)

Arkansas
(7/31/2024)

California
(7/31/2024)

Colorado
(7/31/2024)

District of Columbia
(7/31/2024)

Florida
(7/31/2024)

Georgia
(7/31/2024)

Idaho
(7/31/2024)

Illinois
(7/31/2024)

Indiana
(7/31/2024)

Iowa
(7/31/2024)

IAR

Kentucky
(6/11/2024)

Kentucky
(7/31/2024)

Maryland
(7/31/2024)

Massachusetts
(7/31/2024)

Michigan
(7/31/2024)

Minnesota
(7/31/2024)

Mississippi
(7/31/2024)

Missouri
(7/31/2024)

Montana
(7/31/2024)

New Mexico
(7/31/2024)

New York
(7/31/2024)

North Carolina
(7/31/2024)

North Dakota
(7/31/2024)

Ohio
(7/31/2024)

Oregon
(7/31/2024)

Pennsylvania
(7/31/2024)

South Carolina
(7/31/2024)

South Dakota
(7/31/2024)

Tennessee
(7/31/2024)

IAR

Texas
(6/11/2024)

Texas
(7/31/2024)

Utah
(7/31/2024)

Virginia
(7/31/2024)

Washington
(7/31/2024)

West Virginia
(7/31/2024)

Wisconsin
(7/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/22/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/21/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/21/2018

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ASSUREDPARTNERS INVESTMENT ADVISORS

CRD#: 309550 / SEC#: 801-117771

RIA

Registered Investment Advisory firm - (12/10/2019 Approved)

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Contact information

Main Address

4600 W. Cypress Street Suite 405, Tampa, FL 33607

Mailing Address

Phone number

(407) 708-0050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASSUREDPARTNERS INVESTMENT ADVISORS ADV PART 2A SEPT 2, 2025 (9/2/2025)

Regulatory assets under management

Total Number of Accounts	3,759
AUM (Assets Under Management)	$ 3,251,947,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael B. Heckert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Brian Heckert's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

ASSUREDPARTNERS INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/22/2019

Series 7TO

Date: 12/21/2018

SIE

Date: 11/21/2018

FINRA

Current Firm

ASSUREDPARTNERS INVESTMENT ADVISORS

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSUREDPARTNERS INVESTMENT ADVISORS

TRUST BUT VERIFY

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