Austin Thoms
WEALTH ADVISORS GROUP
Fort Wayne, IN 46845
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CRD#: 6913741
Professional summary
Austin Thoms, CFP® is a registered financial advisor currently at WEALTH ADVISORS GROUP located in Fort Wayne, Indiana.
Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Austin has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Rental Property; Investment related; 3064 Liberty St., Daytona Beach, Florida 32118; Short term vacation rental property; Owner; 08/01/2021; 5-10 hrs/mo; 1-2 hrs during trading; Customer service to renters. Liason to third party relationships (cleaners, handyman, lawncare, pool service, etc.); Monthly rental income profits 2) Fixed Insurance; Investment related; Office of Employment Address; Fixed / Traditional Insurance; Agent; 06/2020; 10 hrs/mo; 10 hrs during trading; Sales of fixed / traditional insurance products 3) Northeast Christian Church; Not Investment Related; 4900 Stelhorn Rd, Ft. Wayne IN 46815; Non Profit Volunteer at Church; Deacon of Stewardship Team; 11/1/2022; 5 hrs/mo; 0 during trading; Oversee expense reports, budget, insurance, pushpay for online giving, reviewing credit card statements, make sure employees get W-2's. 4) I host a Podcast called 2300 Reasons Why. I spend about 2-5 hours per month on it and it could all be during trading hours. I am the owner. This start in 9/22/2022.
CRS (Client Relationship Summary) - RIA
Click below to view Austin Thoms's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
April 11, 2024 - Present
WEALTH ADVISORS GROUP
Office #1: 12726 Coldwater Road, Fort Wayne, IN 46845RIA
CRD#: 122050
Fort Wayne, IN
Past
July 15, 2022 - February 12, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Hoagland, IN
Past
July 29, 2020 - February 27, 2024
THRIVENT ADVISOR NETWORK, LLC
RIA
CRD#: 304569
Hoagland, IN
Past
October 17, 2018 - July 29, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
HOAGLAND, IN
Past
August 8, 2018 - July 29, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
HOAGLAND, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTH ADVISORS GROUP
SECURITY FINANCIAL SERVICES, INC. | WEALTH ADVISORS GROUP | THE ADVISORS GROUP
CRD#: 122050 / SEC#: 801-69787
RIA
Registered Investment Advisory firm - (1/2/2009 Approved)Indiana
Registered Investment Advisory firm - (2/12/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(4/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WA
WEALTH ADVISORS GROUP
SECURITY FINANCIAL SERVICES, INC. | WEALTH ADVISORS GROUP | THE ADVISORS GROUP
CRD#: 122050 / SEC#: 801-69787
RIA
Registered Investment Advisory firm - (1/2/2009 Approved)Indiana
Registered Investment Advisory firm - (2/12/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12726 Coldwater Road, Fort Wayne, IN 46845
Mailing Address
Phone number
(260) 619-3100
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,848 |
| AUM (Assets Under Management) | $ 1,127,499,798 |
Red Flags
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Company Information
WEALTH ADVISORS GROUP
CRD#: 122050Fort Wayne, IN 46845TRUST BUT VERIFY
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