CO
Connor J. O'brien
PAYCHEX SECURITIES
West Henrietta, NY 14586
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CRD#: 6913508
CO
Professional summary
Connor J O'brien, who also goes by Connor James O Brien, is a registered financial professional currently at PAYCHEX SECURITIES CORPORATION located in West Henrietta, New York.
Connor is registered as a RR (Registered Representative) and started their career in finance in 2018. Connor has worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Connor James O Brien
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Connor J O'brien's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2018 - Present
PAYCHEX SECURITIES CORPORATION
Office #1: 1175 John Street, West Henrietta, NY 14586BD
CRD#: 39733
West Henrietta, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/19/2018)
RR
Alaska(6/19/2018)
RR
Arizona(6/19/2018)
RR
Arkansas(6/19/2018)
RR
California(6/19/2018)
RR
Colorado(5/4/2018)
RR
Connecticut(6/19/2018)
RR
Delaware(6/19/2018)
RR
District of Columbia(5/4/2018)
RR
Florida(5/4/2018)
RR
Georgia(6/19/2018)
RR
Hawaii(6/19/2018)
RR
Idaho(6/19/2018)
RR
Illinois(6/19/2018)
RR
Indiana(6/19/2018)
RR
Iowa(6/19/2018)
RR
Kansas(6/19/2018)
RR
Kentucky(6/19/2018)
RR
Louisiana(5/4/2018)
RR
Maine(6/19/2018)
RR
Maryland(5/4/2018)
RR
Massachusetts(6/19/2018)
RR
Michigan(6/19/2018)
RR
Minnesota(6/19/2018)
RR
Mississippi(6/19/2018)
RR
Missouri(6/19/2018)
RR
Montana(6/19/2018)
RR
Nebraska(6/19/2018)
RR
Nevada(6/19/2018)
RR
New Hampshire(6/19/2018)
RR
New Jersey(6/19/2018)
RR
New Mexico(6/19/2018)
RR
New York(6/19/2018)
RR
North Carolina(6/19/2018)
RR
North Dakota(6/19/2018)
RR
Ohio(5/4/2018)
RR
Oklahoma(6/19/2018)
RR
Oregon(6/19/2018)
RR
Pennsylvania(6/19/2018)
RR
Rhode Island(6/19/2018)
RR
South Carolina(6/19/2018)
RR
South Dakota(6/19/2018)
RR
Tennessee(6/19/2018)
RR
Texas(6/19/2018)
RR
Utah(6/19/2018)
RR
Vermont(6/19/2018)
RR
Virginia(6/19/2018)
RR
Washington(6/19/2018)
RR
West Virginia(6/19/2018)
RR
Wisconsin(6/19/2018)
RR
Wyoming(6/19/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PAYCHEX SECURITIES CORPORATION
PAYCHEX SECURITIES CORPORATION
CRD#: 39733 / SEC#: , 8-48942
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
220 Kenneth Drive, Rochester, NY 14623
Mailing Address
220 Kenneth Drive, Rochester, NY 14623
Phone number
(585) 336-6545
Established
New York since 07/17/1995
Firm type
Corporation
Fiscal year end
May
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PAYCHEX SECURITIES CORPORATION
CRD#: 39733West Henrietta, NY 14586TRUST BUT VERIFY
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