Anna L. Allem

BANNERMAN WEALTH

Glenmoore, PA

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CRD#: 6913436

Professional summary

Anna Lise Allem, who also goes by Anna L Kowalczyk, Anna Lise Kowalczyk, Anna Kowalczyk, is a registered financial advisor currently at BANNERMAN WEALTH located in Glenmoore, Pennsylvania.

Anna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Anna has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anna L Kowalczyk | Anna Lise Kowalczyk | Anna Kowalczyk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The Arc of Chester County not investment-related 900 Lawrence Dr, West Chester, PA 19380 advocate, educate, and provide services to empower individuals with disabilities and their families to enhance the quality of their lives Support Person June 2018 5-10 hours per month some hours during trading I am an in home and community support staff to an individual with disabilities. I get paid an hourly rate for the time that I spend with this individual.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Lise Allem's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2022 - Present

BANNERMAN WEALTH

RIA

CRD#: 284677

Glenmoore, PA

Past

May 25, 2021 - June 30, 2022

COOPER MCMANUS

RIA

CRD#: 111458

Phoenixville, PA

Past

March 30, 2018 - August 26, 2019

SEI INVESTMENTS MANAGEMENT CORP

RIA

CRD#: 105146

OAKS, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BANNERMAN WEALTH

BANNERMAN WEALTH | BANNERMAN WEALTH MANAGEMENT GROUP, LLC

CRD#: 284677 / SEC#: 801-117777

RIA

Registered Investment Advisory firm - (12/10/2019 Approved)

Illinois

Registered Investment Advisory firm - (12/12/2019 Terminated)

Michigan

Registered Investment Advisory firm - (12/19/2019 Terminated)

North Carolina

Registered Investment Advisory firm - (12/17/2019 Terminated)

Texas

Registered Investment Advisory firm - (12/12/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(7/12/2022)

IAR

Texas
(7/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/30/2018

Uniform Investment Adviser Law Examination

Current Firm

BANNERMAN WEALTH

BANNERMAN WEALTH | BANNERMAN WEALTH MANAGEMENT GROUP, LLC

CRD#: 284677 / SEC#: 801-117777

RIA

Registered Investment Advisory firm - (12/10/2019 Approved)

Illinois

Registered Investment Advisory firm - (12/12/2019 Terminated)

Michigan

Registered Investment Advisory firm - (12/19/2019 Terminated)

North Carolina

Registered Investment Advisory firm - (12/17/2019 Terminated)

Texas

Registered Investment Advisory firm - (12/12/2019 Terminated)

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Contact information

Main Address

2560 King Arthur Blvd Suite 124-46, Lewisville, TX 75056

Mailing Address

Phone number

(214) 919-4448

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-05-09 BANNERMAN WEALTH FORM ADV PART 2A (5/9/2025)

Regulatory assets under management

Total Number of Accounts	609
AUM (Assets Under Management)	$ 152,193,014

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anna L. Allem

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Lise Allem's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANNERMAN WEALTH

COOPER MCMANUS

SEI INVESTMENTS MANAGEMENT CORP

Primary Firm SEC Registration

BANNERMAN WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 3/30/2018

Current Firm

BANNERMAN WEALTH

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BANNERMAN WEALTH

TRUST BUT VERIFY

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