Jared V. Mcnee

WOLFF FINANCIAL MANAGEMENT LLC

Kalamazoo, MI 49009

Some features on this profile are disabled

CRD#: 6913325

Professional summary

Jared Victor Mcnee, CFP® is a registered financial advisor currently at WOLFF FINANCIAL MANAGEMENT LLC located in Kalamazoo, Michigan.

Jared is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Jared has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jared Victor Mcnee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

April 4, 2022 - Present

WOLFF FINANCIAL MANAGEMENT LLC

Office #1: 5938 Venture Park Drive, Kalamazoo, MI 49009

RIA

CRD#: 283239

Kalamazoo, MI

Past

May 28, 2019 - March 24, 2022

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Battle Creek, MI

Past

January 10, 2019 - March 24, 2022

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Battle Creek, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WOLFF FINANCIAL MANAGEMENT LLC

WOLFF FINANCIAL MANAGEMENT LLC | WOOSTER FINANCIAL MANAGEMENT LLC

CRD#: 283239 / SEC#: 801-107444

RIA

Registered Investment Advisory firm - (3/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(4/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/21/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/10/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/10/2019

Securities Industry Essentials Examination

Current Firm

WOLFF FINANCIAL MANAGEMENT LLC

WOLFF FINANCIAL MANAGEMENT LLC | WOOSTER FINANCIAL MANAGEMENT LLC

CRD#: 283239 / SEC#: 801-107444

RIA

Registered Investment Advisory firm - (3/17/2016 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5938 Venture Park Drive, Kalamazoo, MI 49009

Mailing Address

Phone number

(269) 372-3100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A-WRAP (3/17/2025)

Regulatory assets under management

Total Number of Accounts	1,131
AUM (Assets Under Management)	$ 531,663,941

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Derek Leighton

MWA FINANCIAL SERVICES INC.

Kalamazoo, MI

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jared V. Mcnee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jared Victor Mcnee's CRS (Customer Relationship Summary).

Certified licenses

Experience

WOLFF FINANCIAL MANAGEMENT LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

WOLFF FINANCIAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/21/2019

Series 7TO

Date: 1/10/2019

SIE

Date: 1/10/2019

Current Firm

WOLFF FINANCIAL MANAGEMENT LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WOLFF FINANCIAL MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors