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Evan J. Smith
AMICUS FINANCIAL ADVISORS
Lubbock, TX 79424
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CRD#: 6913041
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Professional summary
Evan John Smith, CFP® is a registered financial advisor currently at AMICUS FINANCIAL ADVISORS, LLC located in Lubbock, Texas.
Evan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Evan has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Evan John Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
April 28, 2021 - Present
AMICUS FINANCIAL ADVISORS, LLC
Office #1: 7021 Kewanee Ave Suite 6-103, Lubbock, TX 79424RIA
CRD#: 131315
Lubbock, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AMICUS FINANCIAL ADVISORS, LLC
AMICUS FINANCIAL ADVISORS, L.L.P. | AMICUS FINANCIAL ADVISORS, LLC
CRD#: 131315 / SEC#: 801-113147
RIA
Registered Investment Advisory firm - (5/8/2018 Approved)Kansas
Registered Investment Advisory firm - (12/31/2015 Terminated)Louisiana
Registered Investment Advisory firm - (5/14/2018 Terminated)New Mexico
Registered Investment Advisory firm - (5/11/2018 Terminated)Texas
Registered Investment Advisory firm - (5/11/2018 Terminated)Utah
Registered Investment Advisory firm - (5/11/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/28/2021)
Current Firm
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AMICUS FINANCIAL ADVISORS, LLC
AMICUS FINANCIAL ADVISORS, L.L.P. | AMICUS FINANCIAL ADVISORS, LLC
CRD#: 131315 / SEC#: 801-113147
RIA
Registered Investment Advisory firm - (5/8/2018 Approved)Kansas
Registered Investment Advisory firm - (12/31/2015 Terminated)Louisiana
Registered Investment Advisory firm - (5/14/2018 Terminated)New Mexico
Registered Investment Advisory firm - (5/11/2018 Terminated)Texas
Registered Investment Advisory firm - (5/11/2018 Terminated)Utah
Registered Investment Advisory firm - (5/11/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7021 Kewanee Ave 4-102, Lubbock, TX 79424
Mailing Address
Phone number
(806) 698-1122
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,408 |
| AUM (Assets Under Management) | $ 511,209,833 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
