JH
Jeffrey P. Harley
FIDUCIARY FINANCIAL ADVISORS
Ventura, CA 93001
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CRD#: 6912512
JH
Professional summary
Jeffrey P. Harley, who also goes by Jeff Patrick Harley, is a registered financial advisor currently at FIDUCIARY FINANCIAL ADVISORS located in Ventura, California.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Jeffrey has worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Patrick Harley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Jeff Harley (Consulant); Not Investment Related; Provide consulting services in the areas of technology, operations and finance; Start Date: 07/2020; 15 Hrs/month; 5 hours during trading; Owner; Work as a consultant to help companies scale their business and implement new technology to add efficiency to their business. 2. Madecraft, LLC; Not Investment Related; 315 E. Canon Perdido SuiteB Santa Barbara, CA 93101; Educational content is recorded as either video or audio presentation to be distributed on multiple learning platforms; Start Date: 01/2020; 1 Hrs/month; 0 during trading; Owner; Responsible for developing education content and working with production company to produce and distribute content. 3. Pine Shore Lodge Partners
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey P. Harley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2023 - Present
FIDUCIARY FINANCIAL ADVISORS
Office #1: 830 E Santa Clara St, Ventura, CA 93001RIA
CRD#: 172103
Ventura, CA
Past
March 1, 2022 - March 31, 2023
MARINER INDEPENDENT
RIA
CRD#: 305418
Ventura, CA
Past
December 8, 2020 - March 30, 2022
ADVICEPERIOD, LLC
RIA
CRD#: 169828
VENTURA, CA
Past
March 21, 2018 - December 20, 2020
PIERPONT FINANCIAL ADVISORS LLC
RIA
CRD#: 292856
VENTURA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FIDUCIARY FINANCIAL ADVISORS
ACTION POINT FINANCIAL PLANNING, LLC | LUMINOUS MONEY | FIDUCIARY FINANCIAL ADVISORS
CRD#: 172103 / SEC#: 801-120619
RIA
Registered Investment Advisory firm - (3/26/2021 Approved)Michigan
Registered Investment Advisory firm - (5/13/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/3/2023)
Current Firm
FF
FIDUCIARY FINANCIAL ADVISORS
ACTION POINT FINANCIAL PLANNING, LLC | LUMINOUS MONEY | FIDUCIARY FINANCIAL ADVISORS
CRD#: 172103 / SEC#: 801-120619
RIA
Registered Investment Advisory firm - (3/26/2021 Approved)Michigan
Registered Investment Advisory firm - (5/13/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
124 Fulton St. East Suite 200, Grand Rapids, MI 49503
Mailing Address
Phone number
(616) 622-3062
Established
Firm type
Fiscal year end
# of Employees
38
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,035 |
| AUM (Assets Under Management) | $ 1,165,890,928 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/02/2025 | ||
| 10/16/2024 |
Red Flags
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Company Information
FIDUCIARY FINANCIAL ADVISORS
CRD#: 172103Ventura, CA 93001TRUST BUT VERIFY
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