Adam R. French

CRD#: 6912468

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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Adam Richard French, who also goes by Adam French, was a registered financial professional .

Adam is a previously registered financial professional and started their career in finance in 2018. Adam had worked at 5 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Adam French

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 29, 2024 - March 27, 2026

SUCCESS WEALTH MANAGEMENT LLC

RIA

CRD#: 299094

Portland, OR

Past

April 10, 2023 - October 16, 2023

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

Portland, OR

Past

December 21, 2022 - April 5, 2023

GLADSTONE WEALTH PARTNERS

RIA

CRD#: 250787

Portland, OR

Past

March 13, 2019 - September 8, 2021

BANKERS LIFE ADVISORY SERVICES, INC.

RIA

CRD#: 281285

Portland, OR

Past

March 2, 2018 - September 8, 2021

BANKERS LIFE SECURITIES, INC.

CRD#: 173962

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUCCESS WEALTH MANAGEMENT LLC

SUCCESS WEALTH MANAGEMENT | SUCCESS WEALTH MANAGEMENT, LLC | SUCCESS WEALTH MANAGEMENT LLC

CRD#: 299094 / SEC#: 801-129100

RIA

Registered Investment Advisory firm - (11/30/2023 Approved)

California

Registered Investment Advisory firm - (1/4/2024 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2023 Terminated)

Indiana

Registered Investment Advisory firm - (12/6/2023 Terminated)

Iowa

Registered Investment Advisory firm - (12/5/2023 Terminated)

Kansas

Registered Investment Advisory firm - (12/5/2023 Terminated)

Massachusetts

Registered Investment Advisory firm - (12/5/2023 Terminated)

Michigan

Registered Investment Advisory firm - (12/11/2023 Terminated)

Missouri

Registered Investment Advisory firm - (12/5/2023 Terminated)

New York

Registered Investment Advisory firm - (12/5/2023 Terminated)

North Carolina

Registered Investment Advisory firm - (12/5/2023 Terminated)

Ohio

Registered Investment Advisory firm - (12/5/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/5/2023 Terminated)

Rhode Island

Registered Investment Advisory firm - (12/7/2023 Terminated)

South Carolina

Registered Investment Advisory firm - (12/5/2023 Terminated)

Texas

Registered Investment Advisory firm - (12/5/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/5/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/18/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 6/21/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/2/2018

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SUCCESS WEALTH MANAGEMENT LLC

SUCCESS WEALTH MANAGEMENT | SUCCESS WEALTH MANAGEMENT, LLC | SUCCESS WEALTH MANAGEMENT LLC

CRD#: 299094 / SEC#: 801-129100

RIA

Registered Investment Advisory firm - (11/30/2023 Approved)

California

Registered Investment Advisory firm - (1/4/2024 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2023 Terminated)

Indiana

Registered Investment Advisory firm - (12/6/2023 Terminated)

Iowa

Registered Investment Advisory firm - (12/5/2023 Terminated)

Kansas

Registered Investment Advisory firm - (12/5/2023 Terminated)

Massachusetts

Registered Investment Advisory firm - (12/5/2023 Terminated)

Michigan

Registered Investment Advisory firm - (12/11/2023 Terminated)

Missouri

Registered Investment Advisory firm - (12/5/2023 Terminated)

New York

Registered Investment Advisory firm - (12/5/2023 Terminated)

North Carolina

Registered Investment Advisory firm - (12/5/2023 Terminated)

Ohio

Registered Investment Advisory firm - (12/5/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/5/2023 Terminated)

Rhode Island

Registered Investment Advisory firm - (12/7/2023 Terminated)

South Carolina

Registered Investment Advisory firm - (12/5/2023 Terminated)

Texas

Registered Investment Advisory firm - (12/5/2023 Terminated)

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Contact information

Main Address

11676 Perry Highway Suite 1207, Wexford, PA 15090

Mailing Address

Phone number

(724) 934-8128

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A & 2B SEC (2/12/2026)

Regulatory assets under management

Total Number of Accounts	1,119
AUM (Assets Under Management)	$ 96,600,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adam R. French

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INTEGRITY ALLIANCE, LLC.

GLADSTONE WEALTH PARTNERS

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE SECURITIES, INC.

Primary Firm SEC Registration

SUCCESS WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/5/2019

Series 63

Date: 3/18/2018

Series 6TO

Date: 6/21/2024

SIE

Date: 10/1/2018

Series 6

Date: 3/2/2018

Current Firm

SUCCESS WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUCCESS WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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