Xinmian Huang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Xinmian Huang, who also goes by Simen Nmn Huang, XInmian Nmn Huang, was a registered financial professional .
Xinmian is a previously registered financial professional and started their career in finance in 2018. Xinmian had worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 99, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2020 - May 20, 2021
US TIGER SECURITIES, INC.
March 26, 2020 - May 20, 2021
TRADEUP SECURITIES, INC.
June 20, 2018 - March 16, 2020
WEBULL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/13/2018
General Securities Representative ExaminationCurrent Firm
US TIGER SECURITIES, INC.
CRD#: 120583 / SEC#: , 8-65324
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
