Heather R. Solley

MORE THAN YOUR MONEY

Colorado Springs, CO 80920-3964

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CRD#: 6911849

Professional summary

Heather Rene Solley, who also goes by Heather Rene Cobb, is a registered financial advisor currently at MORE THAN YOUR MONEY, INC. located in Colorado Springs, Colorado.

Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Heather has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Heather Rene Cobb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

start date: November 2022 / part-time bookkeeper for Light Edison, (lighting services provider) located at: 800 Grant St., Ste 310, Denver, CO / non-investment related / duties include bookkeeping entry, payroll, and preparation of financial reports / Approximately 15-20 hrs. / week during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Rene Solley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 13, 2021 - Present

MORE THAN YOUR MONEY, INC.

Office #1: 1271 Kelly Johnson Blvd, Ste 210, Colorado Springs, CO 80920-3964

RIA

CRD#: 289058

Colorado Springs, CO

Past

September 18, 2020 - December 3, 2020

SECURITIES AMERICA, INC.

CRD#: 10205

Fayetteville, NC

Past

July 28, 2020 - September 18, 2020

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

Fayetteville, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(7/13/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/13/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/10/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 7/28/2020

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 6/8/2020

Securities Industry Essentials Examination

Current Firm

MORE THAN YOUR MONEY, INC.

CRD#: 289058 / SEC#:

Colorado

Registered Investment Advisory firm - (8/4/2017 Approved)

Louisiana

Registered Investment Advisory firm - (11/18/2024 Terminated)

Texas

Registered Investment Advisory firm - (12/6/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1271 Kelly Johnson Blvd, Ste 210, Colorado Springs, CO 80920-3964

Mailing Address

Phone number

(719) 722-2135

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Heather R. Solley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Rene Solley's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORE THAN YOUR MONEY, INC.

SECURITIES AMERICA, INC.

SECURITIES SERVICE NETWORK, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/13/2021

Series 63

Date: 9/10/2020

Series 6TO

Date: 7/28/2020

SIE

Date: 6/8/2020

Current Firm

MORE THAN YOUR MONEY, INC.

Contact information

Documents

Red Flags

Company Information

MORE THAN YOUR MONEY, INC.

TRUST BUT VERIFY

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