Michael H. Rosendahl

TORREY PINES FINANCIAL

San Diego, CA

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CRD#: 6911442

Professional summary

Michael Harris Rosendahl, who also goes by Mickey Harris Rosendahl, is a registered financial advisor currently at TORREY PINES FINANCIAL, INC. located in San Diego, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Michael has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mickey Harris Rosendahl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sun Life Financial, Sales Representative for insurance, started 05/2014 and approximately 50% of trading hours are spent on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Harris Rosendahl's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2018 - Present

TORREY PINES FINANCIAL, INC.

RIA

CRD#: 288213

San Diego, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/9/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/29/2018

Uniform Investment Adviser Law Examination

Current Firm

TORREY PINES FINANCIAL, INC.

FRANK E. MONTES FINANCIAL SERVICES, INC. | TORREY PINES FINANCIAL, INC.

CRD#: 288213 / SEC#:

California

Registered Investment Advisory firm - (6/23/2017 Approved)

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Contact information

Main Address

11440 West Bernardo Court Suite 300, San Diego, CA 92127

Mailing Address

Phone number

(858) 453-5136

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael H. Rosendahl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Harris Rosendahl's CRS (Customer Relationship Summary).

Certified licenses

Experience

TORREY PINES FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/29/2018

Current Firm

TORREY PINES FINANCIAL, INC.

Contact information

Documents

Red Flags

Company Information

TORREY PINES FINANCIAL, INC.

TRUST BUT VERIFY

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