Patrick D. Guilfoy

MID-AMERICAN WEALTH ADVISORY GROUP

Kansas City, MO 64153

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CRD#: 6911433

Professional summary

Patrick Donald Guilfoy is a registered financial advisor currently at MID-AMERICAN WEALTH ADVISORY GROUP located in Kansas City, Missouri.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Patrick has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Advisors Excel POSITION: Associated Person NATURE: IMO INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE 03/2023 ADDRESS: 2950 SW McClure Road, Topeka, KS 66614 DESCRIPTION: Salaried Employee

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Donald Guilfoy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2025 - Present

MID-AMERICAN WEALTH ADVISORY GROUP

Office #1: 7505 Nw Tiffany Springs Parkway 4th Floor, Kansas City, MO 64153

RIA

CRD#: 301621

Kansas City, MO

Past

July 8, 2024 - May 21, 2025

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Topeka, KS

Past

September 3, 2020 - March 29, 2023

DUNCAN FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 150849

Sunset Hills, MO

Past

August 7, 2019 - February 19, 2020

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

ST. LOUIS, MO

Past

March 25, 2019 - February 19, 2020

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MID-AMERICAN WEALTH ADVISORY GROUP

MID AMERICAN WEALTH ADVISORY SERVICES | MID-AMERICAN WEALTH ADVISORY GROUP INC. | MID-AMERICAN WEALTH ADVISORY GROUP | MID AMERICAN WEALTH ADVISORY SERVICES LLC

CRD#: 301621 / SEC#: 801-121111

RIA

Registered Investment Advisory firm - (4/30/2021 Approved)

Kansas

Registered Investment Advisory firm - (7/12/2022 Terminated)

Missouri

Registered Investment Advisory firm - (7/12/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(7/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/24/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/25/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/29/2018

Securities Industry Essentials Examination

Current Firm

MID-AMERICAN WEALTH ADVISORY GROUP

MID AMERICAN WEALTH ADVISORY SERVICES | MID-AMERICAN WEALTH ADVISORY GROUP INC. | MID-AMERICAN WEALTH ADVISORY GROUP | MID AMERICAN WEALTH ADVISORY SERVICES LLC

CRD#: 301621 / SEC#: 801-121111

RIA

Registered Investment Advisory firm - (4/30/2021 Approved)

Kansas

Registered Investment Advisory firm - (7/12/2022 Terminated)

Missouri

Registered Investment Advisory firm - (7/12/2022 Terminated)

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Contact information

Main Address

7505 Nw Tiffany Springs Parkway 4th Floor, Kansas City, MO 64153

Mailing Address

Phone number

(816) 640-5888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (1/14/2025)

Regulatory assets under management

Total Number of Accounts	2,079
AUM (Assets Under Management)	$ 283,258,030

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick D. Guilfoy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Donald Guilfoy's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE WEALTH MANAGEMENT, LLC

DUNCAN FINANCIAL MANAGEMENT, INC.

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MID-AMERICAN WEALTH ADVISORY GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 6/24/2019

Series 7TO

Date: 3/25/2019

SIE

Date: 10/29/2018

Current Firm

MID-AMERICAN WEALTH ADVISORY GROUP

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MID-AMERICAN WEALTH ADVISORY GROUP

TRUST BUT VERIFY

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