Matthew S. Alschen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Sergei Alschen, CFP®, who also goes by Matthew Alschen, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2021. Matthew had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2016
Experience
October 28, 2021 - October 10, 2022
ROUND TABLE WEALTH MANAGEMENT
State Registrations and Notice Filings
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Exams
Current Firm
ROUND TABLE WEALTH MANAGEMENT
CRD#: 111304 / SEC#: 801-60139
Contact information
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2022 | ||
| 01/28/2022 |
Red Flags
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