ZM
Zachary P. Morrissey
LSB WEALTH MANAGEMENT
ANKENY, IA 50023
Some features on this profile are disabled
CRD#: 6911251
ZM
Professional summary
Zachary Patrick Morrissey, who also goes by Zach Morrissey, is a registered financial advisor currently at LSB WEALTH MANAGEMENT located in Ankeny, Iowa and LPL FINANCIAL LLC located in Ankeny, Iowa.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Zachary has worked at 4 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Zach Morrissey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 01/2025 / LSB Wealth Management / Registered Investment Advisor DBA / Investment Related / 160 hrs mth / 8 hrs mth / Ankeny, IA / Start date: 02/03/2025 2- 02/12/2025- LSB Capital Management, Inc- Registered Investment Advisor Hybrid- Advisor- Investment Related - At Reported Business Location(s) - Start Date 02/03/2025- 160 hours per month/ 8 hours during trading- I provide investment advisory services to LSB Capital Management Inc., an independent investment advisor firm. I started this business activity in 2/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Patrick Morrissey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2025 - Present
LSB WEALTH MANAGEMENT
Office #1: 1375 Sw State Street, Ankeny, IA 50023RIA
CRD#: 310466
ANKENY, IA
Current
February 4, 2025 - Present
LPL FINANCIAL LLC
Office #1: 1375 Sw State St, Ankeny, IA 50023RIA
BD
CRD#: 6413
Ankeny, IA
Past
February 11, 2025 - February 12, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
November 26, 2018 - February 3, 2025
SAMMONS FINANCIAL NETWORK, LLC
BD
CRD#: 158538
WEST DES MOINES, IA
Past
July 25, 2018 - October 25, 2018
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
WEST DES MOINES, IA
Past
June 18, 2018 - October 25, 2018
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
WEST DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LSB WEALTH MANAGEMENT
LSB CAPITAL MANAGEMENT | LSB WEALTH MANAGEMENT | LSB CAPITAL MANAGEMENT, INC.
CRD#: 310466 / SEC#: 801-124725
RIA
Registered Investment Advisory firm - (4/25/2022 Approved)Iowa
Registered Investment Advisory firm - (4/29/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(6/12/2025)
RR
Iowa(2/4/2025)
IAR
Iowa(2/13/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LW
LSB WEALTH MANAGEMENT
LSB CAPITAL MANAGEMENT | LSB WEALTH MANAGEMENT | LSB CAPITAL MANAGEMENT, INC.
CRD#: 310466 / SEC#: 801-124725
RIA
Registered Investment Advisory firm - (4/25/2022 Approved)Iowa
Registered Investment Advisory firm - (4/29/2022 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1375 Sw State Street, Ankeny, IA 50023
Mailing Address
Phone number
(515) 327-9922
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 567 |
| AUM (Assets Under Management) | $ 173,002,714 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/21/2025 | ||
| 08/25/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LSB WEALTH MANAGEMENT
CRD#: 310466Ankeny, IA 50023TRUST BUT VERIFY
Monitor Zachary Morrissey
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
