Amir Tavakol

CALIFORNIA CAPITAL MANAGEMENT

Burbank, CA 91505

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CRD#: 6911038

Professional summary

Amir Tavakol is a registered financial advisor currently at CALIFORNIA CAPITAL MANAGEMENT located in Burbank, California.

Amir is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Amir has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amir Tavakol's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2025 - Present

CALIFORNIA CAPITAL MANAGEMENT

Office #1: 2520 West Olive Avenue Suite 300, Burbank, CA 91505

RIA

CRD#: 130734

Burbank, CA

Past

May 7, 2019 - June 20, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Westlake Vlg, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CALIFORNIA CAPITAL MANAGEMENT

CALIFORNIA CAPITAL ADVISORS, INC. | CONSOLIDATED CAPITAL MANAGEMENT, LLC | CALIFORNIA CAPITAL MANAGEMENT | CALIFORNIA CAPITAL ADVISORS. INC

CRD#: 130734 / SEC#: 801-76714

RIA

Registered Investment Advisory firm - (6/8/2012 Approved)

California

Registered Investment Advisory firm - (12/7/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/31/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/12/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 5/7/2019

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 4/16/2019

Securities Industry Essentials Examination

Current Firm

CALIFORNIA CAPITAL MANAGEMENT

CALIFORNIA CAPITAL ADVISORS, INC. | CONSOLIDATED CAPITAL MANAGEMENT, LLC | CALIFORNIA CAPITAL MANAGEMENT | CALIFORNIA CAPITAL ADVISORS. INC

CRD#: 130734 / SEC#: 801-76714

RIA

Registered Investment Advisory firm - (6/8/2012 Approved)

California

Registered Investment Advisory firm - (12/7/2012 Terminated)

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Contact information

Main Address

2520 West Olive Avenue Suite 300, Burbank, CA 91505

Mailing Address

Phone number

(818) 766-0660

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - APPENDIX 1: WRAP FEE PROGRAM BROCHURE (2/27/2025)

FORM ADV PART 2A - FIRM BROCHURE (2/27/2025)

Regulatory assets under management

Total Number of Accounts	884
AUM (Assets Under Management)	$ 320,956,754

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Amir Tavakol

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amir Tavakol's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALIFORNIA CAPITAL MANAGEMENT

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

CALIFORNIA CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 10/31/2024

Series 63

Date: 6/12/2019

Series 6TO

Date: 5/7/2019

SIE

Date: 4/16/2019

Current Firm

CALIFORNIA CAPITAL MANAGEMENT

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CALIFORNIA CAPITAL MANAGEMENT

TRUST BUT VERIFY

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