Ruthzar Casseus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ruthzar Casseus, who also goes by Ruth Casseus, Ruthzar Casseus-christopher, was a registered financial professional .
Ruthzar is a previously registered financial professional and started their career in finance in 2019. Ruthzar had worked at 2 firms and has passed the Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2020 - October 18, 2022
ROBERTS & RYAN, INC.
July 9, 2019 - July 16, 2020
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 8/26/2020
General Securities Representative ExaminationSeries 6TO
Date: 7/9/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
ROBERTS & RYAN, INC.
CRD#: 19456 / SEC#: 801-113965, 8-37469
Contact information
FINRA licenses (32 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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